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FISERV INC — Director's Dealing 2016
Jan 22, 2016
29938_dirs_2016-01-22_6ef75aa8-5013-44c7-a92a-11de9c52cf49.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2016-01-20
Reporting Person: YABUKI JEFFERY W (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-20 | Common Stock | S | 3000 | $86.95 | Disposed | 311799 | Direct |
| 2016-01-20 | Common Stock | S | 3000 | $87.68 | Disposed | 308799 | Direct |
| 2016-01-20 | Common Stock | S | 2100 | $88.42 | Disposed | 306699 | Direct |
| 2016-01-20 | Common Stock | S | 900 | $89.32 | Disposed | 305799 | Direct |
| 2016-01-21 | Common Stock | S | 2000 | $90.04 | Disposed | 303799 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 61714 | Indirect |
Footnotes
F1: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.
F2: This transaction was executed in multiple trades at prices ranging from $86.39 to $87.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $87.35 to $88.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $88.17 to $88.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $89.20 to $89.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $90.00 to $90.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.