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FISERV INC — Director's Dealing 2015
Nov 4, 2015
29938_dirs_2015-11-04_34f44788-f6bd-4598-be96-d70a4bca668a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2015-11-02
Reporting Person: Hirsch Thomas J (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-02 | Common Stock | M | 25000 | $27.35 | Acquired | 92996 | Direct |
| 2015-11-02 | Common Stock | F | 15961 | $96.80 | Disposed | 77035 | Direct |
| 2015-11-02 | Common Stock | M | 38740 | $27.11 | Acquired | 115775 | Direct |
| 2015-11-02 | Common Stock | F | 24680 | $96.859 | Disposed | 91095 | Direct |
| 2015-11-02 | Common Stock | M | 48424 | $27.11 | Acquired | 139519 | Direct |
| 2015-11-02 | Common Stock | F | 30848 | $96.89 | Disposed | 108671 | Direct |
| 2015-11-02 | Common Stock | M | 88248 | $16.37 | Acquired | 196919 | Direct |
| 2015-11-02 | Common Stock | F | 51286 | $96.89 | Disposed | 145633 | Direct |
| 2015-11-02 | Common Stock | M | 50000 | $23.85 | Acquired | 195633 | Direct |
| 2015-11-02 | Common Stock | F | 31009 | $96.81 | Disposed | 164624 | Direct |
| 2015-11-02 | Common Stock | S | 96628 | $96.66 | Disposed | 67996 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-02 | Employee Stock Option (right to buy) | $27.35 | M | 25000 | Disposed | 2017-02-23 | Common Stock (25000) | Direct |
| 2015-11-02 | Employee Stock Option (right to buy) | $27.11 | M | 38740 | Disposed | 2018-02-27 | Common Stock (38740) | Direct |
| 2015-11-02 | Employee Stock Option (right to buy) | $27.11 | M | 48424 | Disposed | 2018-02-27 | Common Stock (48424) | Direct |
| 2015-11-02 | Employee Stock Option (right to buy) | $16.37 | M | 88248 | Disposed | 2019-02-26 | Common Stock (88248) | Direct |
| 2015-11-02 | Employee Stock Option (right to buy) | $23.85 | M | 50000 | Disposed | 2020-02-24 | Common Stock (50000) | Direct |
Footnotes
F1: Transactions reported herein are for estate and financial planning purposes in anticipation of previously announced retirement on March 31, 2016.
F2: Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options.
F3: This transaction was executed in multiple trades at prices ranging from $96.30 to $96.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This option vested in five equal installments on the grant date, February 23, 2007, and on each anniversary of the grant date.
F5: This option vested in three equal installments on each anniversary of the grant date, February 27, 2008.
F6: This option vested in three equal installments on each anniversary of the grant date, February 26, 2009.
F7: This option, representing a right to purchase a total of 83,320 shares, vested in three equal installments on each anniversary of the grant date, February 24, 2010.