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FISERV INC — Director's Dealing 2014
Feb 13, 2014
29938_dirs_2014-02-13_dba50c08-8055-4884-974d-fea6fcf88572.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2014-02-11
Reporting Person: DILLON DONALD F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-11 | Common Stock | M | 826 | $19.37 | Acquired | 3507544 | Direct |
| 2014-02-11 | Common Stock | S | 826 | $55.33 | Disposed | 3506718 | Direct |
| 2014-02-11 | Common Stock | M | 918 | $17.40 | Acquired | 3507636 | Direct |
| 2014-02-11 | Common Stock | S | 918 | $55.34 | Disposed | 3506718 | Direct |
| 2014-02-11 | Common Stock | M | 6844 | $19.72 | Acquired | 3513562 | Direct |
| 2014-02-11 | Common Stock | S | 6844 | $55.31 | Disposed | 3506718 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-11 | Stock Option (right to buy) | $19.37 | M | 826 | Disposed | 2014-02-18 | Common Stock (826) | Direct |
| 2014-02-11 | Stock Option (right to buy) | $17.40 | M | 918 | Disposed | 2014-04-06 | Common Stock (918) | Direct |
| 2014-02-11 | Stock Option (right to buy) | $19.72 | M | 6844 | Disposed | 2015-04-06 | Common Stock (6844) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 267500 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $44.68 | 2023-05-22 | Common Stock (5032) | 5032 | Direct |
| Stock Option (right to buy) | $33.35 | 2022-05-23 | Common Stock (5452) | 5452 | Direct |
| Stock Option (right to buy) | $31.30 | 2021-05-25 | Common Stock (5194) | 5194 | Direct |
| Stock Option (right to buy) | $23.23 | 2020-05-26 | Common Stock (6864) | 6864 | Direct |
| Stock Option (right to buy) | $20.68 | 2019-05-20 | Common Stock (7658) | 7658 | Direct |
| Stock Option (right to buy) | $25.50 | 2018-05-21 | Common Stock (6124) | 6124 | Direct |
| Stock Option (right to buy) | $26.49 | 2017-05-23 | Common Stock (5096) | 5096 | Direct |
| Stock Option (right to buy) | $22.00 | 2016-05-24 | Common Stock (6136) | 6136 | Direct |
Footnotes
F1: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed on December 16, 2013 to holders of record on December 2, 2013.
F2: This transaction was executed in multiple trades at prices ranging from $55.02 to $55.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $55.02 to $55.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $54.92 to $55.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: By the Dillon Foundation of which Mr. Dillon serves as a trustee.
F6: The option vested in 5 equal annual installments beginning February 18, 2005 and is due to expire February 18, 2014.
F7: The option vested in 5 equal annual installments beginning April 6, 2005 and is due to expire April 6, 2014.
F8: The option vested in 5 equal annual installments beginning April 6, 2006 and is due to expire April 6, 2015.
F9: These options vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.