AI assistant
FISERV INC — Director's Dealing 2014
Jan 2, 2014
29938_dirs_2014-01-02_9e681a22-3eeb-40eb-bcdd-6cf16b68445c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2013-12-31
Reporting Person: ROBAK KIM M (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-31 | Deferred Compensation Notional Units | $ | A | 165 | Acquired | Common Stock (165) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 33746 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $44.68 | 2023-05-22 | Common Stock (5032) | 5032 | Direct |
| Stock Option (right to buy) | $33.35 | 2022-05-23 | Common Stock (5452) | 5452 | Direct |
| Stock Option (right to buy) | $31.30 | 2021-05-25 | Common Stock (5194) | 5194 | Direct |
| Stock Option (right to buy) | $23.23 | 2020-05-26 | Common Stock (6864) | 6864 | Direct |
| Stock Option (right to buy) | $20.68 | 2019-05-20 | Common Stock (7658) | 7658 | Direct |
| Stock Option (right to buy) | $25.50 | 2018-05-21 | Common Stock (6124) | 6124 | Direct |
| Stock Option (right to buy) | $26.49 | 2017-05-23 | Common Stock (5096) | 5096 | Direct |
Footnotes
F1: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed on December 16, 2013 to holders of record on December 2, 2013.
F2: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on December 31, 2013 in respect of $9,687.50 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On December 31, 2013, the closing price of Fiserv's common stock was $59.05 per share. Upon termination of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.
F3: These options vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.