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FISERV INC — Director's Dealing 2014
Feb 11, 2014
29938_dirs_2014-02-11_d25778a9-bb5d-43d6-92a1-102dd1003d61.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2013-12-31
Reporting Person: KEARNEY DANIEL P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-31 | Common Stock | G | 3400 | — | Disposed | 17270 | Direct |
| 2013-12-31 | Common Stock | G | 3400 | — | Acquired | 3400 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Compensation Notional Units | $ | Common Stock (13448) | 13448 | Direct | |
| Stock Option (right to buy) | $44.68 | 2023-05-22 | Common Stock (5032) | 5032 | Direct |
| Stock Option (right to buy) | $33.35 | 2022-05-23 | Common Stock (5452) | 5452 | Direct |
| Stock Option (right to buy) | $31.30 | 2021-05-25 | Common Stock (5194) | 5194 | Direct |
| Stock Option (right to buy) | $23.23 | 2020-05-26 | Common Stock (6864) | 6864 | Direct |
| Stock Option (right to buy) | $20.68 | 2019-05-20 | Common Stock (7658) | 7658 | Direct |
| Stock Option (right to buy) | $25.50 | 2018-05-21 | Common Stock (6124) | 6124 | Direct |
| Stock Option (right to buy) | $26.49 | 2017-05-23 | Common Stock (5096) | 5096 | Direct |
| Stock Option (right to buy) | $22.00 | 2016-05-24 | Common Stock (6136) | 6136 | Direct |
Footnotes
F1: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed on December 16, 2013 to holders of record on December 2, 2013.
F2: By the Daniel and Gloria Kearney Foundation of which Mr. Kearney serves as trustee.
F3: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. Upon termination of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.
F4: These options vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.