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FISERV INC — Director's Dealing 2014
Feb 21, 2014
29938_dirs_2014-02-21_a35e746e-8407-4106-9114-28424c688236.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2014-02-19
Reporting Person: GUPTA RAHUL (EVP, Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-19 | Common Stock | A | 6144 | — | Acquired | 97159 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-19 | Stock Option (right to buy) | $56.97 | A | 18646 | Acquired | 2024-02-19 | Common Stock (18646) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $40.35 | 2023-02-20 | Common Stock (27860) | 27860 | Direct |
| Stock Option (right to buy) | $32.64 | 2022-02-22 | Common Stock (25528) | 25528 | Direct |
| Stock Option (right to buy) | $30.86 | 2021-02-23 | Common Stock (15364) | 15364 | Direct |
| Stock Option (right to buy) | $23.85 | 2020-02-24 | Common Stock (14444) | 14444 | Direct |
| Stock Option (right to buy) | $16.37 | 2019-02-26 | Common Stock (33848) | 33848 | Direct |
| Stock Option (right to buy) | $27.11 | 2018-02-27 | Common Stock (32282) | 32282 | Direct |
| Stock Option (right to buy) | $27.11 | 2018-02-27 | Common Stock (27672) | 27672 | Direct |
| Stock Option (right to buy) | $26.53 | 2017-03-30 | Common Stock (34850) | 34850 | Direct |
| Stock Option (right to buy) | $26.25 | 2016-12-18 | Common Stock (30000) | 30000 | Direct |
Footnotes
F1: One-third of these restricted stock units vest on the second, third and fourth anniversaries of the grant date.
F2: Includes 569 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan.
F3: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed on December 16, 2013 to holders of record on December 2, 2013.
F4: One-third of these options vest on each anniversary of the grant date.
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