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FISERV INC — Director's Dealing 2013
Aug 20, 2013
29938_dirs_2013-08-20_6debd2c9-8762-4307-9e9e-f3e1686282c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2013-08-16
Reporting Person: Hirsch Thomas J (EVP;CFO;Treasurer & Asst Sect)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-16 | Common Stock | M | 3616 | $38.16 | Acquired | 41616 | Direct |
| 2013-08-16 | Common Stock | S | 3616 | $99.55 | Disposed | 38000 | Direct |
| 2013-08-16 | Common Stock | M | 3542 | $41.21 | Acquired | 41542 | Direct |
| 2013-08-16 | Common Stock | S | 3542 | $99.55 | Disposed | 38000 | Direct |
| 2013-08-16 | Common Stock | M | 12500 | $44.32 | Acquired | 50500 | Direct |
| 2013-08-16 | Common Stock | S | 12500 | $99.55 | Disposed | 38000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-16 | Employee Stock Option (right to buy) | $38.16 | M | 3616 | Disposed | 2015-02-16 | Common Stock (3616) | Direct |
| 2013-08-16 | Employee Stock Option (right to buy) | $41.21 | M | 3542 | Disposed | 2016-02-21 | Common Stock (3542) | Direct |
| 2013-08-16 | Employee Stock Option (right to buy) | $44.32 | M | 12500 | Disposed | 2016-05-01 | Common Stock (12500) | Direct |
Footnotes
F1: Includes 284 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan.
F2: This transaction was executed in multiple trades at prices ranging from $99.34 to $99.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $99.34 to $99.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $99.30 to $99.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: The option vested in 5 equal annual installments beginning February 16, 2005 and is due to expire February 16, 2015.
F6: The option vested in 5 equal annual installments beginning February 21, 2006 and is due to expire on February 21, 2016.
F7: The option vested completely on May 1, 2009 and is due to expire May 1, 2016.