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FISERV INC — Director's Dealing 2013
Dec 5, 2013
29938_dirs_2013-12-05_c98748e7-6cc1-4258-97d5-e309049a1494.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2013-12-03
Reporting Person: Gianoni Michael P (EVP, Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-03 | Common Stock | M | 6918 | $54.21 | Acquired | 23173 | Direct |
| 2013-12-03 | Common Stock | S | 6918 | $110.05 | Disposed | 16255 | Direct |
| 2013-12-03 | Common Stock | M | 2418 | $32.74 | Acquired | 18673 | Direct |
| 2013-12-03 | Common Stock | S | 2418 | $110.05 | Disposed | 16255 | Direct |
| 2013-12-03 | Common Stock | M | 8332 | $47.69 | Acquired | 24587 | Direct |
| 2013-12-03 | Common Stock | S | 8332 | $110.04 | Disposed | 16255 | Direct |
| 2013-12-03 | Common Stock | M | 8778 | $61.71 | Acquired | 25033 | Direct |
| 2013-12-03 | Common Stock | S | 1180 | $110.04 | Disposed | 23853 | Direct |
| 2013-12-03 | Common Stock | M | 3868 | $65.27 | Acquired | 27721 | Direct |
| 2013-12-03 | Common Stock | S | 3868 | $110.05 | Disposed | 23853 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-03 | Stock Option (right to buy) | $54.21 | M | 6918 | Disposed | 2018-02-27 | Common Stock (6918) | Direct |
| 2013-12-03 | Stock Option (right to buy) | $32.74 | M | 2418 | Disposed | 2019-02-26 | Common Stock (2418) | Direct |
| 2013-12-03 | Stock Option (right to buy) | $47.69 | M | 8332 | Disposed | 2020-02-24 | Common Stock (8332) | Direct |
| 2013-12-03 | Stock Option (right to buy) | $61.71 | M | 8778 | Disposed | 2021-02-23 | Common Stock (8778) | Direct |
| 2013-12-03 | Stock Option (right to buy) | $65.27 | M | 3868 | Disposed | 2022-02-22 | Common Stock (3868) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $109.97 to $110.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $109.98 to $110.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $109.97 to $110.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $109.98 to $110.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $109.98 to $110.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: The option vested in 3 equal annual installments beginning February 27, 2009 and is due to expire February 27, 2018.
F7: The option vested in 3 equal annual installments beginning February 26, 2010 and is due to expire February 26, 2019.
F8: The option vested in 3 equal annual installments beginning February 24, 2011 and is due to expire February 24, 2020.
F9: The option vests in 3 equal annual installments beginning February 23, 2012 and is due to expire February 23, 2021.
F10: The option vests in 3 equal annual installments beginning February 22, 2013 and is due to expire February 22, 2022.