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FISERV INC — Director's Dealing 2012
Sep 7, 2012
29938_dirs_2012-09-07_1e18a30a-ee6d-40d2-a9cf-385dc91705fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2012-09-06
Reporting Person: DILLON DONALD F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-06 | Common Stock | M | 101109 | $30.99 | Acquired | 1859013 | Direct |
| 2012-09-06 | Common Stock | S | 101109 | $72.591 | Disposed | 1757904 | Direct |
| 2012-09-07 | Common Stock | M | 520 | $30.760 | Acquired | 1758424 | Direct |
| 2012-09-07 | Common Stock | S | 520 | $72.9589 | Disposed | 1757904 | Direct |
| 2012-09-07 | Common Stock | M | 9970 | $30.76 | Acquired | 1767874 | Direct |
| 2012-09-07 | Common Stock | S | 9970 | $72.9767 | Disposed | 1757904 | Direct |
| 2012-09-07 | Common Stock | M | 403 | $39.67 | Acquired | 1758307 | Direct |
| 2012-09-07 | Common Stock | S | 403 | $72.9472 | Disposed | 1757904 | Direct |
| 2012-09-07 | Common Stock | M | 447 | $35.79 | Acquired | 1758351 | Direct |
| 2012-09-07 | Common Stock | S | 447 | $72.9391 | Disposed | 1757904 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-06 | Stock Option (right to buy) | $30.99 | M | 101109 | Disposed | 2013-02-11 | Common Stock (101109) | Direct |
| 2012-09-07 | Stock Option (right to buy) | $30.76 | M | 520 | Disposed | 2013-05-20 | Common Stock (520) | Direct |
| 2012-09-07 | Stock Option (right to buy) | $30.76 | M | 9970 | Disposed | 2013-05-20 | Common Stock (9970) | Direct |
| 2012-09-07 | Stock Option (right to buy) | $39.67 | M | 403 | Disposed | 2013-08-19 | Common Stock (403) | Direct |
| 2012-09-07 | Stock Option (right to buy) | $35.79 | M | 447 | Disposed | 2013-11-19 | Common Stock (447) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 133750 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $72.45 to $72.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $72.78 to $73.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $72.75 to $73.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $72.75 to $73.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $72.76 to $73.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: By the Dillon Foundation of which Mr. Dillon serves as a trustee.
F7: The option vested in 5 equal annual installments beginning February 11, 2003 and is due to expire February 11, 2013.
F8: The option vested in 5 equal annual installments beginning May 20, 2004 and is due to expire May 20, 2013.
F9: The option vested in 5 equal annual installments beginning May 20, 2004 and is due to expire May 20, 2013.
F10: The option vested in 5 equal annual installments beginning August 19, 2004 and is due to expire August 19, 2013.
F11: The option vested in 5 equal annual installments beginning November 19, 2004 and is due to expire November 19, 2013.