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FISERV INC — Director's Dealing 2012
Nov 7, 2012
29938_dirs_2012-11-07_1a043cda-c448-40a6-9321-3d506bf23e5b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2012-11-05
Reporting Person: WERTHEIMER THOMAS C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-05 | Common Stock | M | 5288 | $30.76 | Acquired | 15639 | Direct |
| 2012-11-05 | Common Stock | S | 4019 | $74.7437 | Disposed | 11620 | Direct |
| 2012-11-05 | Common Stock | M | 403 | $39.67 | Acquired | 12023 | Direct |
| 2012-11-05 | Common Stock | M | 447 | $35.79 | Acquired | 12470 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-05 | Stock Option (right to buy) | $30.76 | M | 5288 | Disposed | 2013-05-20 | Common Stock (5288) | Direct |
| 2012-11-05 | Stock Option (right to buy) | $39.67 | M | 403 | Disposed | 2013-08-19 | Common Stock (403) | Direct |
| 2012-11-05 | Stock Option (right to buy) | $35.79 | M | 447 | Disposed | 2013-11-19 | Common Stock (447) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $74.72 to $74.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The option vested in 5 equal annual installments beginning May 20, 2004 and is due to expire May 20, 2013.
F3: The option vested in 5 equal annual installments beginning August 19, 2004 and is due to expire August 19, 2013.
F4: The option vested in 5 equal annual installments beginning November 19, 2004 and is due to expire November 19, 2013.