AI assistant
FISERV INC — Director's Dealing 2012
Aug 22, 2012
29938_dirs_2012-08-22_9d641e81-9763-441d-81ec-6a4fd5c700b4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2012-08-21
Reporting Person: Hirsch Thomas J (EVP;CFO;Treasurer & Asst Sect)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-21 | Common Stock | S | 9469 | $70.81 | Disposed | 30874 | Direct |
| 2012-08-21 | Common Stock | M | 2388 | $30.99 | Acquired | 33262 | Direct |
| 2012-08-21 | Common Stock | S | 2388 | $70.94 | Disposed | 30874 | Direct |
| 2012-08-21 | Common Stock | M | 4840 | $38.73 | Acquired | 35714 | Direct |
| 2012-08-21 | Common Stock | S | 4840 | $70.82 | Disposed | 30874 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-21 | Employee Stock Option (right to buy) | $30.99 | M | 2388 | Disposed | 2013-02-11 | Common Stock (2388) | Direct |
| 2012-08-21 | Employee Stock Option (right to buy) | $38.73 | M | 4840 | Disposed | 2014-02-18 | Common Stock (4840) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $70.58 to $71.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Includes 360 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan.
F3: This transaction was executed in multiple trades at prices ranging from $70.83 to $71.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $70.60 to $71.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: The option vested in 5 annual installments beginning February 11, 2003 and is due to expire February 11, 2013.
F6: The option vested in 5 annual installments beginning February 18, 2004 and is due to expire February 18, 2014.