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FISERV INC — Director's Dealing 2012
Aug 24, 2012
29938_dirs_2012-08-24_0713b2a8-1464-4400-bf8e-efe7b2bcaf7b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2012-08-22
Reporting Person: SPRAGUE CHARLES W (EVP,GeneralCounsel,Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-22 | Common Stock | G | 4750 | — | Disposed | 69190 | Direct |
| 2012-08-22 | Common Stock | S | 4000 | $70.57 | Disposed | 65190 | Direct |
| 2012-08-22 | Common Stock | M | 12734 | $30.99 | Acquired | 77924 | Direct |
| 2012-08-22 | Common Stock | S | 12734 | $70.42 | Disposed | 65190 | Direct |
| 2012-08-22 | Common Stock | M | 9767 | $38.73 | Acquired | 74957 | Direct |
| 2012-08-22 | Common Stock | S | 9767 | $70.42 | Disposed | 65190 | Direct |
| 2012-08-22 | Common Stock | M | 13451 | $38.16 | Acquired | 78641 | Direct |
| 2012-08-22 | Common Stock | S | 9382 | $70.42 | Disposed | 69259 | Direct |
| 2012-08-22 | Common Stock | M | 12269 | $41.21 | Acquired | 81528 | Direct |
| 2012-08-22 | Common Stock | S | 8915 | $70.41 | Disposed | 72613 | Direct |
| 2012-08-22 | Common Stock | M | 16018 | $32.74 | Acquired | 88631 | Direct |
| 2012-08-22 | Common Stock | S | 11225 | $70.41 | Disposed | 77406 | Direct |
| 2012-08-22 | Common Stock | S | 8000 | $70.41 | Disposed | 69406 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-22 | Stock Option (right to buy) | $30.99 | M | 12734 | Disposed | 2013-02-11 | Common Stock (12734) | Direct |
| 2012-08-22 | Stock Option (right to buy) | $38.73 | M | 9767 | Disposed | 2014-02-18 | Common Stock (9767) | Direct |
| 2012-08-22 | Stock Option (right to buy) | $38.16 | M | 13451 | Disposed | 2015-02-16 | Common Stock (13451) | Direct |
| 2012-08-22 | Stock Option (right to buy) | $41.21 | M | 12269 | Disposed | 2016-02-21 | Common Stock (12269) | Direct |
| 2012-08-22 | Stock Option (right to buy) | $32.74 | M | 16018 | Disposed | 2019-02-26 | Common Stock (16018) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $70.56 to $70.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $70.15 to $70.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $70.15 to $70.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $70.17 to $70.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $70.15 to $70.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $70.15 to $70.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $70.15 to $70.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: The option vested in 5 annual installments beginning on February 11, 2003 and is due to expire on February 11, 2013.
F9: The option vested in 5 annual installments beginning on February 18, 2004 and is due to expire on February 18, 2014.
F10: The option vested in 5 annual installments beginning on February 16, 2005 and is due to expire on February 16, 2015.
F11: The option vested in 5 annual installments beginning on February 21, 2006 and is due to expire on February 21, 2016.
F12: The option vested in 3 annual installments beginning on February 26, 2010 and is due to expire on February 21, 2019.