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FiscalNote Holdings, Inc. Director's Dealing 2025

Jun 5, 2025

34430_dirs_2025-06-04_b7f7ea29-ced4-4f7c-9134-5b8fb07b65a9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FiscalNote Holdings, Inc. (NOTE)
CIK: 0001823466
Period of Report: 2025-06-02

Reporting Person: Jain Manoj (N/A)
Reporting Person: Khurana Sohit (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-06-02 Class A Common Stock A 11273 Acquired 556546 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 606250 Indirect
Class A Common Stock 28307481 Indirect

Footnotes

F1: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

F2: The shares are held of record by Duddell Street Holdings Limited ("Duddell"), a Cayman Islands limited liability company. Maso Capital Offshore Limited ("Maso"), a Cayman Islands limited liability company, is the sole member and manager of Duddell and is the beneficial owner of the shares held of record by Duddell. Maso is beneficially owned and controlled by Manoj Jain, Sohit Khurana and Allan Finnerty.

F3: Of the 28,307,481 shares reported herein, 3,450,320 shares are held of record by Maso Capital Investments Limited ("MCIL"), 17,854,774 shares are held of record by Blackwell Partners LLC - Series A ("BPL") and 7,002,387 shares are held of record by Star V Partners LLC ("SVPL"). Maso Capital Partners Limited ("MCPL"), a Hong Kong limited liability company, is the investment manager of each of MCIL, BPL and SVPL and has sole voting and investment power with respect to the shares held of record by MCIL, BPL and SVPL. MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.