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FiscalNote Holdings, Inc. — Director's Dealing 2024
Jul 3, 2024
34430_dirs_2024-07-03_8620a7df-f677-43d9-afe6-0674005ccea9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FiscalNote Holdings, Inc. (NOTE)
CIK: 0001823466
Period of Report: 2024-07-01
Reporting Person: Hwang Tim (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-01 | Class A Common Stock | S | 25000 | $1.3960 | Disposed | 2691372 | Indirect |
| 2024-07-01 | Class A Common Stock | S | 29329 | $1.4382 | Disposed | 2662043 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 49318 | Direct |
Footnotes
F1: The price reported is a weighted average price. The reported securities were sold in multiple transactions, pursuant to a Rule 10b5-1 trading plan adopted on March 20, 2024, at prices ranging from $1.365 to $1.43. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F2: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.
F3: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 89,832 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2023.