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FiscalNote Holdings, Inc. — Director's Dealing 2024
Aug 2, 2024
34430_dirs_2024-08-01_2652495d-e4d1-405d-8eed-ca0bb5fcc7bc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FiscalNote Holdings, Inc. (NOTE)
CIK: 0001823466
Period of Report: 2024-07-17
Reporting Person: Yao Gerald (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-17 | Class A Common Stock | A | 128571 | — | Acquired | 200635 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-07-17 | Stock Options (Right to Buy) | $1.97 | A | 85714 | Acquired | 2034-07-16 | Class A Common Stock (85714) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 4000 | Direct |
Footnotes
F1: Represents restricted stock units ("RSUs"), which upon vesting of the unit, represent the right to receive one share of the issuer's Class A Common Stock. One-third (1/3) of the total number of RSUs will vest on the first anniversary of the vesting commencement date. One-twelfth (1/12) of the total number of RSUs will vest on the corresponding day of each quarter thereafter (and if there is no corresponding day, the last day of such month). The vesting commencement date is July 17, 2024.
F2: The Reporting Person is Trustee of this Trust.
F3: One-fourth (1/4) of the shares subject to the option will vest on July 17, 2025. An additional one-sixteenth (1/16) of the aggregate number of shares subject to the option will vest on the corresponding day of each quarter thereafter (or if there is no such corresponding day, on the last day of such month).