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FiscalNote Holdings, Inc. — Director's Dealing 2024
Aug 7, 2024
34430_dirs_2024-08-07_6fe8c2e2-5cb7-46ee-b5e4-051839da3512.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FiscalNote Holdings, Inc. (NOTE)
CIK: 0001823466
Period of Report: 2024-08-06
Reporting Person: Yao Gerald (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-08-06 | Class B Common Stock | $ | G | 68305 | Disposed | 2029-07-29 | Class A Common Stock (68305) | Indirect |
| 2024-08-06 | Class B Common Stock | $ | G | 68305 | Acquired | 2029-07-29 | Class A Common Stock (68305) | Indirect |
Footnotes
F1: Shares of the Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of shares of Class A Common Stock upon the occurrence of certain events as set forth in Issuer's Certificate of Incorporation.
F2: These shares were transferred from the Gerald Yao 2021 GRAT to the Gerald Yao Revocable Trust, dated January 10, 2019 with no consideration.
F3: The Reporting Person is trustee of this trust.
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