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FiscalNote Holdings, Inc. — Director's Dealing 2024
Sep 7, 2024
34430_dirs_2024-09-06_bb2d0421-8c30-4838-b6c8-593371b0190a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FiscalNote Holdings, Inc. (NOTE)
CIK: 0001823466
Period of Report: 2024-09-04
Reporting Person: Jain Manoj (N/A)
Reporting Person: Duddell Street Holdings Ltd (N/A)
Reporting Person: Maso Capital Partners Ltd (N/A)
Reporting Person: Maso Capital Investments Ltd (N/A)
Reporting Person: BLACKWELL PARTNERS LLC - SERIES A (N/A)
Reporting Person: Star V Partners LLC (N/A)
Reporting Person: Khurana Sohit (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-09-04 | Class A Common Stock | A | 6000 | — | Acquired | 250640 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 606250 | Indirect |
| Class A Common Stock | 3450320 | Indirect |
| Class A Common Stock | 17854774 | Indirect |
| Class A Common Stock | 7002387 | Indirect |
Footnotes
F1: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.
F2: The shares are held of record by Duddell Street Holdings Limited ("Duddell"), a Cayman Islands limited liability company. Maso Capital Offshore Limited ("Maso"), a Cayman Islands limited liability company, is the sole member and manager of Duddell. Maso is beneficially owned and controlled by Manoj Jain, Sohit Khurana and Allan Finnerty.
F3: These shares are held of record by MCIL. Maso Capital Partners Limited ("MCPL"), a Hong Kong limited liability company, is the investment manager of MCIL and has sole voting and investment power with respect to the shares held by MCIL.
F4: MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
F5: These shares are held of record by BPL. MCPL is the investment manager of BPL and has sole voting and investment power with respect to the shares held by BPL
F6: These shares are held of record by SVPL. MCPL is the investment manager of SVPL and has sole voting and investment power with respect to the shares held by SVPL.