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FiscalNote Holdings, Inc. Director's Dealing 2024

Sep 7, 2024

34430_dirs_2024-09-06_bb2d0421-8c30-4838-b6c8-593371b0190a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FiscalNote Holdings, Inc. (NOTE)
CIK: 0001823466
Period of Report: 2024-09-04

Reporting Person: Jain Manoj (N/A)
Reporting Person: Duddell Street Holdings Ltd (N/A)
Reporting Person: Maso Capital Partners Ltd (N/A)
Reporting Person: Maso Capital Investments Ltd (N/A)
Reporting Person: BLACKWELL PARTNERS LLC - SERIES A (N/A)
Reporting Person: Star V Partners LLC (N/A)
Reporting Person: Khurana Sohit (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-09-04 Class A Common Stock A 6000 Acquired 250640 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 606250 Indirect
Class A Common Stock 3450320 Indirect
Class A Common Stock 17854774 Indirect
Class A Common Stock 7002387 Indirect

Footnotes

F1: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

F2: The shares are held of record by Duddell Street Holdings Limited ("Duddell"), a Cayman Islands limited liability company. Maso Capital Offshore Limited ("Maso"), a Cayman Islands limited liability company, is the sole member and manager of Duddell. Maso is beneficially owned and controlled by Manoj Jain, Sohit Khurana and Allan Finnerty.

F3: These shares are held of record by MCIL. Maso Capital Partners Limited ("MCPL"), a Hong Kong limited liability company, is the investment manager of MCIL and has sole voting and investment power with respect to the shares held by MCIL.

F4: MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F5: These shares are held of record by BPL. MCPL is the investment manager of BPL and has sole voting and investment power with respect to the shares held by BPL

F6: These shares are held of record by SVPL. MCPL is the investment manager of SVPL and has sole voting and investment power with respect to the shares held by SVPL.