Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

FiscalNote Holdings, Inc. Director's Dealing 2023

Jan 5, 2023

34430_dirs_2023-01-04_9c8cd9e4-2695-4bf9-a7f0-22859cc887ac.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FiscalNote Holdings, Inc. (NOTE)
CIK: 0001823466
Period of Report: 2022-12-30

Reporting Person: Jain Manoj (Director, 10% Owner)
Reporting Person: Duddell Street Holdings Ltd (10% Owner)
Reporting Person: Maso Capital Partners Ltd (10% Owner)
Reporting Person: Maso Capital Investments Ltd (10% Owner)
Reporting Person: BLACKWELL PARTNERS LLC - SERIES A (10% Owner)
Reporting Person: Star V Partners LLC (10% Owner)
Reporting Person: Khurana Sohit (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-12-30 Class A Common Stock J 3718750 $0.00 Disposed 606250 Indirect
2022-12-30 Class A Common Stock J 673466 $0.00 Acquired 3450320 Indirect
2022-12-30 Class A Common Stock J 2198525 $0.00 Acquired 17854774 Indirect
2022-12-30 Class A Common Stock J 846759 $0.00 Acquired 7002387 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 27866 Direct

Footnotes

F1: The shares are held of record by Duddell Street Holdings Limited ("Duddell"), a Cayman Islands limited liability company. Maso Capital Offshore Limited ("Maso"), a Cayman Islands limited liability company, is the sole member and manager of Duddell. Maso is beneficially owned and controlled by Manoj Jain, Sohit Khurana and Allan Finnerty.

F2: These shares were transferred to Maso Capital Investments ("MCIL"), a Cayman Islands limited liability company, by the previous holder of record, Duddell, without any consideration.

F3: These shares are held of record by MCIL. Maso Capital Partners Limited ("MCPL"), a Hong Kong limited liability company, is the investment manager of MCIL and has sole voting and investment power with respect to the shares held by MCIL.

F4: MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F5: These shares were transferred to Blackwell Partners LLC - Series A ("BPL"), a Delaware limited liability company, by the previous holder of record, Duddell, without any consideration.

F6: These shares are held of record by BPL. MCPL is the investment manager of BPL and has sole voting and investment power with respect to the shares held by BPL.

F7: These shares were transferred to Star V Partners LLC ("SVPL"), a Tennessee limited liability company by the previous holder of record, Duddell, without any consideration.

F8: These shares are held of record by SVPL. MCPL is the investment manager of SVPL and has sole voting and investment power with respect to the shares held by SVPL.