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FiscalNote Holdings, Inc. — Director's Dealing 2023
Jan 11, 2023
34430_dirs_2023-01-11_2eaba6fa-bbc2-41a9-84b2-e1ee5b030d21.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FiscalNote Holdings, Inc. (NOTE)
CIK: 0001823466
Period of Report: 2023-01-06
Reporting Person: Yao Gerald (Director, See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-09 | Class A Common Stock | F | 971 | $6.14 | Disposed | 86971 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-06 | Class B Common Stock | $ | G | 14785 | Disposed | 2029-07-29 | Class A Common Stock (68305) | Indirect |
| 2023-01-06 | Class B Common Stock | $ | G | 14785 | Acquired | 2029-07-29 | Class A Common Stock (1113993) | Indirect |
Footnotes
F1: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,742 restricted stock units.
F2: The Reporting Person is Trustee of this Trust.
F3: Shares of the Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of shares of Class A Common Stock upon the occurrence of certain events as set forth in Issuer's Certificate of Incorporation.
F4: These shares were transferred from the Gerald Yao 2021 GRAT to the Gerald Yao Revocable Trust, dated January 10, 2019 with no consideration.