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FiscalNote Holdings, Inc. — Director's Dealing 2023
Feb 10, 2023
34430_dirs_2023-02-09_51b1d03c-ad09-4210-8bfb-b58e31eaa354.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FiscalNote Holdings, Inc. (NOTE)
CIK: 0001823466
Period of Report: 2023-02-07
Reporting Person: Slabaugh Jon (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-07 | Class A Common Stock | A | 75000 | $0.00 | Acquired | 177377 | Direct |
| 2023-02-07 | Class A Common Stock | F | 864 | $3.60 | Disposed | 176513 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-07 | Employee Stock Options (Right to Buy) | $3.60 | A | 25000 | Acquired | 2033-02-06 | Class A Common Stock (25000) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs shall vest monthly ratably for twelve months on the monthly anniversary of the vesting commencement date of February 7, 2023.
F2: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 1,714 restricted stock units.
F3: These Stock Options shall vest monthly ratably for twelve months on the monthly anniversary of the vesting commencement date of February 7, 2023.