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FiscalNote Holdings, Inc. Director's Dealing 2023

Jun 3, 2023

34430_dirs_2023-06-02_3bb7ccb8-2aed-4b25-a0a0-073da110658e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FiscalNote Holdings, Inc. (NOTE)
CIK: 0001823466
Period of Report: 2023-05-31

Reporting Person: Compton Key (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-05-31 Class A Common Stock A 82159 $0.00 Acquired 139700 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 721510 Indirect
Class A Common Stock 30865 Indirect

Footnotes

F1: The shares are beneficially owned by Global Public Offering Master Fund, L.P. ("GPO Master Fund"). The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund.

F2: The shares are beneficially owned by Urgent Capital LLC ("Urgent Capital"). The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of Urgent Capital. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Urgent Capital.

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2024 annual meeting of stockholders.