FiscalNote Holdings, Inc. — Director's Dealing 2023

Jun 3, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FiscalNote Holdings, Inc. (NOTE)
CIK: 0001823466
Period of Report: 2023-05-31

Reporting Person: Jain Manoj (Director, 10% Owner)
Reporting Person: Duddell Street Holdings Ltd (10% Owner)
Reporting Person: Maso Capital Partners Ltd (10% Owner)
Reporting Person: Maso Capital Investments Ltd (10% Owner)
Reporting Person: BLACKWELL PARTNERS LLC - SERIES A (10% Owner)
Reporting Person: Star V Partners LLC (10% Owner)
Reporting Person: Khurana Sohit (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-05-31	Class A Common Stock	A	82159	$0.00	Acquired	110025	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	606250	Indirect
Class A Common Stock	3450320	Indirect
Class A Common Stock	17854774	Indirect
Class A Common Stock	7002387	Indirect

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2024 annual meeting of stockholders.

F2: The shares are held of record by Duddell Street Holdings Limited ("Duddell"), a Cayman Islands limited liability company. Maso Capital Offshore Limited ("Maso"), a Cayman Islands limited liability company, is the sole member and manager of Duddell. Maso is beneficially owned and controlled by Manoj Jain, Sohit Khurana and Allan Finnerty.

F3: These shares are held of record by MCIL. Maso Capital Partners Limited ("MCPL"), a Hong Kong limited liability company, is the investment manager of MCIL and has sole voting and investment power with respect to the shares held by MCIL.

F4: MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F5: These shares are held of record by BPL. MCPL is the investment manager of BPL and has sole voting and investment power with respect to the shares held by BPL

F6: These shares are held of record by SVPL. MCPL is the investment manager of SVPL and has sole voting and investment power with respect to the shares held by SVPL.