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FiscalNote Holdings, Inc. — Director's Dealing 2023
Aug 8, 2023
34430_dirs_2023-08-08_18599cce-4658-42c2-b8d1-f62f9467eea4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FiscalNote Holdings, Inc. (NOTE)
CIK: 0001823466
Period of Report: 2023-08-01
Reporting Person: Putman-Garcia Krystal (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-01 | Class A Common Stock | A | 50000 | $0.00 | Acquired | 104714 | Direct |
| 2023-08-07 | Class A Common Stock | F | 331 | $3.20 | Disposed | 104383 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-01 | Class A Common Stock | $3.26 | A | 50000 | Acquired | 2033-07-31 | Class A Common Stock (50000) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. These RSUs vest over three years as follows: One-third (1/3rd) of the RSUs will vest upon the one-year anniversary of August 1, 2023, with the remainder vesting ratably each fiscal quarter thereafter.
F2: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 857 restricted stock units.
F3: These Stock Options (the "Options") vest over a four year period as follows: One-fourth (1/4th) of the Options will vest upon the one-year anniversary of August 1, 2023, with the remainder vesting ratably each fiscal quarter thereafter.