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FiscalNote Holdings, Inc. Director's Dealing 2023

Aug 8, 2023

34430_dirs_2023-08-08_18599cce-4658-42c2-b8d1-f62f9467eea4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FiscalNote Holdings, Inc. (NOTE)
CIK: 0001823466
Period of Report: 2023-08-01

Reporting Person: Putman-Garcia Krystal (See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-08-01 Class A Common Stock A 50000 $0.00 Acquired 104714 Direct
2023-08-07 Class A Common Stock F 331 $3.20 Disposed 104383 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-08-01 Class A Common Stock $3.26 A 50000 Acquired 2033-07-31 Class A Common Stock (50000) Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. These RSUs vest over three years as follows: One-third (1/3rd) of the RSUs will vest upon the one-year anniversary of August 1, 2023, with the remainder vesting ratably each fiscal quarter thereafter.

F2: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 857 restricted stock units.

F3: These Stock Options (the "Options") vest over a four year period as follows: One-fourth (1/4th) of the Options will vest upon the one-year anniversary of August 1, 2023, with the remainder vesting ratably each fiscal quarter thereafter.