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FiscalNote Holdings, Inc. — Director's Dealing 2023
Aug 30, 2023
34430_dirs_2023-08-30_c3953002-be34-4c69-b46a-c01bc911e06e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FiscalNote Holdings, Inc. (NOTE)
CIK: 0001823466
Period of Report: 2023-08-28
Reporting Person: Hwang Tim (Director, See Remarks, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-28 | Class A Common Stock | S | 332424 | $2.3209 | Disposed | 3323029 | Indirect |
| 2023-08-29 | Class A Common Stock | S | 64724 | $2.2534 | Disposed | 3258305 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 49318 | Direct |
Footnotes
F1: The price reported is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.25 to $2.46. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F2: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.
F3: The price reported is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.25 to $2.295. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.