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FiscalNote Holdings, Inc. — Director's Dealing 2023
Sep 1, 2023
34430_dirs_2023-09-01_6c59537d-cdc9-4733-8615-6295138a7370.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FiscalNote Holdings, Inc. (NOTE)
CIK: 0001823466
Period of Report: 2023-08-30
Reporting Person: Nilsson Keith (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-30 | Class A Common Stock | J | 2622660 | $0.00 | Disposed | 6579 | Indirect |
| 2023-08-31 | Class A Common Stock | S | 6579 | $2.1435 | Disposed | 0 | Indirect |
| 2023-08-30 | Class A Common Stock | J | 403486 | $0.00 | Acquired | 572860 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 6345702 | Indirect |
| Class A Common Stock | 2123156 | Indirect |
| Class A Common Stock | 2250000 | Indirect |
| Class A Common Stock | 301585 | Indirect |
Footnotes
F1: The Reporting Person is managing partner of the beneficial owner of these shares and may be deemed to have voting and dispositive power over the shares held by the beneficial owner.
F2: XC FiscalNote-A, LLC distributed these shares to its members on a pro rata basis for no consideration.
F3: The Reporting Person is managing director of the beneficial owner of these shares and may be deemed to have voting and dispositive power over the shares held by the beneficial owner.
F4: The Reporting Person is a member of XC FiscalNote-A, LLC and received these shares pursuant to the pro rata distribution XC FiscalNote-A, LLC made, as described in footnote (2) above.