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FiscalNote Holdings, Inc. Director's Dealing 2023

Sep 1, 2023

34430_dirs_2023-09-01_b646ad01-d26b-40f5-820b-edd88f4dde26.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FiscalNote Holdings, Inc. (NOTE)
CIK: 0001823466
Period of Report: 2023-08-29

Reporting Person: Compton Key (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-08-29 Class A Common Stock S 397033 $0.00 Disposed 324477 Indirect
2023-08-29 Class A Common Stock S 109580 $0.00 Disposed 214897 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 30865 Indirect
Class A Common Stock 139700 Direct

Footnotes

F1: These shares were distributed to certain limited partners of Global Public Offering Master Fund, L.P ("GPO Master Fund") upon such limited partners redeeming their respective partnership interests in GPO Master Fund.

F2: The shares are beneficially owned by GPO Master Fund. The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund.

F3: The shares are beneficially owned by Urgent Capital LLC ("Urgent Capital"). The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of Urgent Capital. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Urgent Capital.