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FiscalNote Holdings, Inc. — Director's Dealing 2023
Sep 1, 2023
34430_dirs_2023-09-01_b646ad01-d26b-40f5-820b-edd88f4dde26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FiscalNote Holdings, Inc. (NOTE)
CIK: 0001823466
Period of Report: 2023-08-29
Reporting Person: Compton Key (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-29 | Class A Common Stock | S | 397033 | $0.00 | Disposed | 324477 | Indirect |
| 2023-08-29 | Class A Common Stock | S | 109580 | $0.00 | Disposed | 214897 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 30865 | Indirect |
| Class A Common Stock | 139700 | Direct |
Footnotes
F1: These shares were distributed to certain limited partners of Global Public Offering Master Fund, L.P ("GPO Master Fund") upon such limited partners redeeming their respective partnership interests in GPO Master Fund.
F2: The shares are beneficially owned by GPO Master Fund. The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund.
F3: The shares are beneficially owned by Urgent Capital LLC ("Urgent Capital"). The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of Urgent Capital. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Urgent Capital.