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FiscalNote Holdings, Inc. Director's Dealing 2022

Oct 8, 2022

34430_dirs_2022-10-07_f6ab299c-37b3-40ef-8f09-80e76ba6f1b7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FiscalNote Holdings, Inc. (NOTE)
CIK: 0001823466
Period of Report: 2022-10-05

Reporting Person: Resnik Josh (See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-10-05 Class A Common Stock A 466665 $0.00 Acquired 553331 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-10-05 Non-qualified stock options $6.28 A 199999 Acquired 2032-10-04 Class A Common Stock (199999) Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. Twenty-five percent (25%) of the RSUs shall vest monthly ratably on each of November 1, 2022 and December 1, 2022, with the remaining RSUs vesting monthly ratably over the thirty-six (36) months beginning January 1, 2023.

F2: These nonstatutory stock options vest as to twenty-five percent (25%) of the underlying shares monthly ratably on each of November 1, 2022 and December 1, 2022, with the remaining options vesting monthly ratably over the thirty-six (36) months beginning January 1, 2023.