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FiscalNote Holdings, Inc. — Director's Dealing 2022
Dec 6, 2022
34430_dirs_2022-12-05_c5571fae-9c2e-4d77-a16e-6e1e2b71961c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FiscalNote Holdings, Inc. (NOTE)
CIK: 0001823466
Period of Report: 2022-11-14
Reporting Person: Hwang Tim (Director, See Remarks, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-14 | Class A Common Stock | G | 1834535 | $0.00 | Disposed | 49318 | Direct |
| 2022-11-14 | Class A Common Stock | G | 1834535 | $0.00 | Acquired | 1834535 | Indirect |
| 2022-12-01 | Class A Common Stock | F | 40515 | $6.42 | Disposed | 1794020 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-14 | Nonstatutory Stock Options (Right to Buy) | $6.28 | G | 1437323 | Disposed | 2032-10-04 | Class A Common Stock (1437323) | Direct |
| 2022-11-14 | Nonstatutory Stock Options (Right to Buy) | $6.28 | G | 1437323 | Acquired | 2032-10-04 | Class A Common Stock (1437323) | Indirect |
Footnotes
F1: The Reporting Person transferred the securities to Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019.
F2: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.
F3: The reporting person transferred 1,437,323 nonstatutory stock options to the Timothy T. Hwang Revocable trust.
F4: The nonstatutory stock options vest in four equal annual installments commencing April 1, 2023.