Firstsource Solutions Ltd. — Regulatory Filings 2021

Apr 19, 2021

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19[th] April 2021

To:

National Stock Exchange of India Limited (stock code: “FSL”) Exchange Plaza, Plot no. C/1, G Block, Bandra-Kurla Complex, Bandra (East) Mumbai - 400 051.

BSE Limited (stock code: 532809) Phiroze Jeejeebhoy Towers, Dalal Street, Mumbai - 400 001

Dear Madam/ Sir,

Sub.: Inadvertent Trading by the Connected Person

This is to inform you that in terms of the SEBI (Prohibition of Insider Trading) Regulations, 2015 (“the SEBI Regulations”), Firstsource Solutions Code of Conduct for Prohibition of Insider Trading (“the Code”), and SEBI Circular No. SEBI/HO/ISD/ISD/CIR/P/2020/135 dated 23[rd] July, 2020; the details of violation of the Code by the Immediate Relative of the Designated Person along with the action taken by the Company thereon are enclosed as “Annexure A” to this letter.

We would like to submit that the reported deviation is not material in relation to the total paid up equity share capital of the Company.

You are kindly requested to take the above on record.

Thanking you,

For Firstsource Solutions Limited

POOJA Digitally signed by SURESH POOJA SURESH NAMBIAR Date: 2021.04.19 21:27:02 NAMBIAR +05'30'

Pooja Nambiar

Company Secretary & Compliance Officer

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Annexure A

Report by Firstsource Solutions Limited for violations related to Code of Conduct under SEBI (Prohibition of Insider trading) Regulations, 2015

Sr. No.	Particulars			Details
1.	Name of the listed Company/	~~Intermediary/~~	~~Fiduciary~~	Firstsource Solutions Limited
2.	Please tick appropriate Checkbox. Reporting in capacity of: �Listed Company Intermediary Fiduciary			-
3.	A. Details of Designated Person (DP)
	i. Name of the Designated Person (DP)			Ms. Neha Jain
	i. PAN of the DP			ATPPJ8774J
	iii. Designation of DP			Senior Manager- Finance
	iv. Functional Role of DP			Corporate Planning
	v. Whether DP is Promoter or belongs to Promoter			No
	B. If Reporting is for immediate relative of DP
	i. Name of the immediate relative of DP			Mr. Rahul Jain
	ii. PAN of the immediate relative of DP			ANGPJ8060Q
	C. Details of transaction(s)
	i. Name of the scrip			FSL
	ii. No of shares traded and value (Rs.) (Date- wise)			As perAnnexure I
	D. In case value of trade(s) is more than Rs.10 lacs in a calendar quarter
	i. Date of intimation of trade(s) by concerned DP/director/promoter/promoter group to Company under Regulation 7ofSEBI(PIT)Regulations, 2015.			N.A.
	ii. Date of intimation of trade(s) by Company to Stock Exchanges under Regulation 7 of SEBI (PIT) Regulations, 2015.			N.A.
4.	Details of violations observed under Code of Conduct			Contra Trades executed

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5.	Action taken byListed Company/		~~Intermediary/~~	~~Fiduciary~~		A warningnotice was issued to the DP.
6.	Reasons recorded in writing for taking action stated above					The aforesaid action was taken after taking into account the following factors: 1. the quantum of shares involved and 2. it being first instance of non- compliance (procedural) on the part oftheimmediaterelative of DP.
7.	Details of previous instances of violations, if any, since last financialyear					None
8.	If anyamount collected for Code of Conduct violation(s):
	i. Mode of transfer to SEBI - IPEF(Online/Demand Draft)				N.A.
	ii. Details of transfer/payment Incase of Online: Particulars Details Name of the transferor Bank Name, branch andAccountnumber UTR/Transaction reference Transaction date Transaction Amount(in Rs.) Incase of Demand Draft (DD): Particulars Details Bank Name and branch DD Number DD date DD amount(in Rs.)				N.A.
	Particulars	Details
	Bank Name and branch
	DD Number
	DD date
	DD amount(in Rs.)
9.	Any other relevant information				None

Yours Faithfully,

POOJA SURESH Digitally signed by POOJA SURESH NAMBIAR NAMBIAR Date: 2021.04.19 21:27:21 +05'30' Name and signature of Compliance Officer: Ms. Pooja Nambiar

Email id: Pooja.nambiar@firstsource.com Contact No.: 022 66660888 Date: 19[th] April 2021 Place: Mumbai

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Annexure I

Date	**Exchange **	Action	Quantity	Ord. Price
25/08/2020	NSE	BUY	500	62
26/08/2020	NSE	BUY	100	67
26/08/2020	NSE	BUY	100	66.5
26/08/2020	NSE	BUY	200	66
27/08/2020	NSE	BUY	100	63
27/08/2020	NSE	BUY	100	63.5
31/08/2020	NSE	BUY	400	62
08/09/2020	NSE	SELL	1500	66
08/09/2020	NSE	BUY	1000	63
14/09/2020	NSE	SELL	1000	69
30/09/2020	NSE	BUY	500	72.15
30/09/2020	NSE	BUY	500	72
21/12/2020	NSE	BUY	300	71.5
28/12/2020	NSE	SELL	800	99
28/12/2020	NSE	SELL	300	100
26/02/2021	NSE	BUY	300	98

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