Firstsource Solutions Ltd. — Regulatory Filings 2020

Nov 11, 2020

==> picture [508 x 75] intentionally omitted <==

11[th] November 2020

To:

National Stock Exchange of India Limited (stock code: “FSL”) Exchange Plaza, Plot no. C/1, G Block, Bandra-Kurla Complex, Bandra (East) Mumbai - 400 051.

BSE Limited (stock code: 532809) Phiroze Jeejeebhoy Towers, Dalal Street, Mumbai - 400 001

Dear Madam/ Sir,

Sub.: Inadvertent Trading by the DP’s

This is to inform you that in terms of the SEBI (Prohibition of Insider Trading) Regulations, 2015 (“the SEBI Regulations”), Firstsource Solutions Code of Conduct for Prohibition of Insider Trading (“the Code”), and SEBI Circular No. SEBI/HO/ISD/ISD/CIR/P/2020/135 dated 23[rd] July, 2020; the details of violation of the Code by the Designated Person along with the action taken by the Company thereon are enclosed as “Annexure A” to this letter.

We would like to submit that the reported deviation is not material in relation to the total paid up equity share capital of the Company.

You are kindly requested to take the above on record.

Thanking you,

For Firstsource Solutions Limited

Pooja Nambiar Company Secretary & Compliance Officer

==> picture [509 x 85] intentionally omitted <==

==> picture [508 x 75] intentionally omitted <==

Annexure A

Report by Firstsource Solutions Limited for violations related to Code of Conduct under SEBI (Prohibition of Insider trading) Regulations, 2015

Sr. No.	Particulars			Details
1.	Name of the listed Company/	~~Intermediary/~~	~~Fiduciary~~	Firstsource Solutions Limited
2.	Please tick appropriate Checkbox. Reporting in capacity of: ✔Listed Company Intermediary Fiduciary			-
3.	A. Details of Designated Person (DP)
	i. Name of the Designated Person (DP) ii. Name of the Designated Person (DP)			Mr. Prashanth Nandella Mr. Saratchandra Gupta
	i. PAN of the DP ii. PAN of the DP			ACGPN0599R FAEPS3096D
	iii. Designation of DP			Mr. Prashanth Nandella- President (Date of Joining- 25thJune 2020) Mr. Saratchandra Gupta- Asst. Manager- Finance
	iv. Functional Role of DP			Mr. Prashanth Nandella- COO Mr. Saratchandra Gupta- Asst. Manager- Finance
	v. Whether DP is Promoter or belongs to Promoter			No
	B. If Reporting is for immediate relative of DP
	i. Name of the immediate relative of DP			-
	ii. PAN of the immediate relative of DP			-
	C. Details of transaction(s)
	i. Name of the scrip			FSL
	ii. No of shares traded and value (Rs.) (Date- wise)			Mr. Prashanth Nandella: 5,000 shares purchased from 6thAugust 2020 to 12thAugust 2020 Mr. Saratchandra Gupta: 500 shares sold on30th October2020
	D. In case value of trade(s) is more than Rs.10 lacs in a calendar quarter
	i. Date of intimation of trade(s) by concerned DP/director/promoter/promoter group to Company under Regulation 7ofSEBI(PIT)Regulations, 2015.			N.A.
	ii. Date of intimation of trade(s) by Company to Stock Exchanges under Regulation 7 of SEBI (PIT) Regulations, 2015.			N.A.

==> picture [508 x 75] intentionally omitted <==

4.	Details of violations observed under Code of Conduct	Details of violations observed under Code of Conduct	Details of violations observed under Code of Conduct	Details of violations observed under Code of Conduct		Transaction done during closure of Trading Window Period
5.	Action taken byListed Company/		~~Intermediary/~~	~~Fiduciary~~		A warningnotice was issued to the DP’s.
6.	Reasons recorded in writing for taking action stated above					The aforesaid action was taken after taking into account the following factors: 1. the quantum of shares involved and 2. it being first instance of non- compliance (procedural) on the part oftheDP.
7.	Details of previous instances of violations, if any, since last financialyear					None
8.	If anyamount collected for Code of Conduct violation(s):
	i. Mode of transfer to SEBI - IPEF(Online/Demand Draft)					N.A.
	ii. Details of transfer/payment Incase of Online: Particulars Details Name of the transferor Bank Name, branch andAccountnumber UTR/Transaction reference Transaction date Transaction Amount(in Rs.) Incase of Demand Draft (DD): Particulars Details Bank Name and branch DD Number DD date DD amount(in Rs.)					N.A.
	Particulars	Details
	Bank Name and branch
	DD Number
	DD date
	DD amount(in Rs.)
9.	Any other relevant information					None

Yours Faithfully,

Name and signature of Compliance Officer: Ms. Pooja Nambiar

Email id: Pooja.nambiar@firstsource.com Date: 11[th] November 2020 Place: Mumbai

==> picture [508 x 85] intentionally omitted <==