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FIRSTENERGY CORP — Director's Dealing 2021
Feb 9, 2021
30195_dirs_2021-02-09_578fc866-d958-403a-a325-02918c5cd0ae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIRSTENERGY CORP (FE)
CIK: 0001031296
Period of Report: 2021-02-05
Reporting Person: K. Jon Taylor (SVP and CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-05 | RSUC18 | $ | A | 7240.714 | Acquired | 2021-03-01 | Common Stock (7240.714) | Direct |
| 2021-02-05 | RSUS18 | $ | A | 14482.396 | Acquired | 2021-03-01 | Common Stock (14482.396) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 24147.013 | Direct |
| Common Stock | 3518.519 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom 3/17D | $ | Common Stock (17692.327) | 17692.327 | Direct | |
| Phantom 3/18D | $ | Common Stock (5256.988) | 5256.988 | Direct | |
| Phantom 3/19D | $ | Common Stock (18419.08) | 18419.08 | Direct | |
| Phantom 3/20D | $ | Common Stock (17948.852) | 17948.852 | Direct |
Footnotes
F1: Balance includes restricted stock and shares acquired through dividend reinvestment.
F2: FE's 401(k) Savings Plan includes a unitized fund invested in FE stock, in which the reporting person may invest, and includes dividend reinvestment and company match features. The number of shares reported as indirectly held in the 401(k) Plan in this row is an estimate of the number of shares of FE's common stock held in the unitized stock fund and allocated to the reporting person's account as of December 31, 2020.
F3: 1 for 1
F4: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS18) and the performance-adjusted cash based restricted stock unit grant (RSUC18) made in 2018 for the 2018-2020 performance cycle, and these awards will vest on March 1, 2021.
F5: This holding reflects phantom stock payable in cash upon retirement or other termination of employment under the FirstEnergy Corp. Amended and Restated Executive Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock.
F6: Includes stock units acquired through dividend reinvestment.