FIRSTENERGY CORP — Director's Dealing 2021

Mar 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FIRSTENERGY CORP (FE)
CIK: 0001031296
Period of Report: 2021-03-01

Reporting Person: Lisowski Jason (VP, Controller & CAO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-01	Common Stock	M	3496.915	—	Acquired	7151.601	Direct
2021-03-01	Common Stock	D	3284.066	—	Disposed	3867.535	Direct
2021-03-01	Common Stock	D	212.849	$33.725	Disposed	3654.686	Direct
2021-03-01	Common Stock	M	6996	—	Acquired	10650.686	Direct
2021-03-01	Common Stock	D	6570	—	Disposed	4080.686	Direct
2021-03-01	Common Stock	F	426	$33.725	Disposed	3654.686	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-01	RSUC18	$	M	3496.915	Disposed		Common Stock (3496.915)	Direct
2021-03-01	RSUS18	$	M	6996	Disposed		Common Stock (6996)	Direct
2021-03-01	Phantom 3/21D	$	A	9854.066	Acquired		Common Stock (9854.066)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2735.486	Indirect

Footnotes

F1: Represents the vesting of the RSUC18 award. The award vested on March 1, 2021. Amounts also include dividend reinvestment.

F2: 1 for 1. The RSUS18 and RSUC18 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

F3: Balance includes shares acquired through dividend reinvestment.

F4: This transaction represents the deferral of the RSUC18 and RSUS18 awards. As a result, the reporting person is reporting the disposition of common stock in exchange for an equal number of shares of phantom stock described below.

F5: Represents the vesting of the RSUS18 award. The award vested on March 1, 2021. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.

F6: FE's 401(k) Savings Plan includes a unitized fund invested in FE stock, in which the reporting person may invest, and includes dividend reinvestment and company match features. The number of shares reported as indirectly held in the 401(k) Plan in this row is an estimate of the number of shares of FE's common stock held in the unitized stock fund and allocated to the reporting person's account as of December 31, 2020.

F7: 1 for 1

F8: This holding reflects phantom stock payable in cash upon retirement or other termination of employment under the FirstEnergy Corp. Amended and Restated Executive Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock.