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FIRSTENERGY CORP — Director's Dealing 2020
Mar 3, 2020
30195_dirs_2020-03-03_5191f19d-72da-497b-b70a-9f57fb5f3b6e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIRSTENERGY CORP (FE)
CIK: 0001031296
Period of Report: 2020-03-01
Reporting Person: Walker Christine (SVP & CHRO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-01 | Common Stock | M | 4834.151 | — | Acquired | 38327.422 | Direct |
| 2020-03-01 | Common Stock | D | 4834.151 | $44.40 | Disposed | 33493.271 | Direct |
| 2020-03-01 | Common Stock | M | 9864 | — | Acquired | 43357.271 | Direct |
| 2020-03-01 | Common Stock | F | 2994 | $44.40 | Disposed | 40363.271 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-01 | RSUC17 | $ | M | 4834.151 | Disposed | Common Stock (4834.151) | Direct | |
| 2020-03-01 | RSUS17 | $ | M | 9864 | Disposed | Common Stock (9864) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5114.232 | Indirect |
| Common Stock | 47.323 | Indirect |
Footnotes
F1: Represents the vesting of the RSUC17 award. The award vested on March 1, 2020. Amounts also include dividend reinvestment.
F2: 1 for 1. The RSUS17 and RSUC17 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.
F3: Balance includes restricted stock and shares acquired through dividend reinvestment.
F4: Represents the vesting of the RSUS17 award. The award vested on March 1, 2020. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.
F5: FE's 401(k) Savings Plan includes a unitized fund invested in FE stock, in which the reporting person may invest, and includes dividend reinvestment and company match features. The number of shares reported as indirectly held in the 401(k) Plan in this row is an estimate of the number of shares of FE's common stock held in the unitized stock fund and allocated to the reporting person's account as of December 31, 2019.
F6: Balance includes shares acquired through dividend reinvestment.
F7: 1 for 1