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FIRSTENERGY CORP — Director's Dealing 2019
Mar 6, 2019
30195_dirs_2019-03-05_9ca80282-b376-4cdc-992c-4418f7312501.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIRSTENERGY CORP (FE)
CIK: 0001031296
Period of Report: 2019-03-01
Reporting Person: Belcher Samuel (SVP & President, FE Utilities)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-01 | Common Stock | M | 10613.323 | — | Acquired | 47294.402 | Direct |
| 2019-03-01 | Common Stock | D | 10613.323 | $40.73 | Disposed | 36681.079 | Direct |
| 2019-03-01 | Common Stock | M | 21816.873 | — | Acquired | 58497.952 | Direct |
| 2019-03-01 | Common Stock | D | 21816.873 | $40.73 | Disposed | 36681.079 | Direct |
| 2019-03-01 | Common Stock | M | 2667.736 | — | Acquired | 39348.815 | Direct |
| 2019-03-01 | Common Stock | D | 299.736 | $40.90 | Disposed | 39049.079 | Direct |
| 2019-03-01 | Common Stock | F | 960 | $40.90 | Disposed | 38089.079 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-01 | RSUC16FES | $ | M | 10613.323 | Disposed | Common Stock (10613.323) | Direct | |
| 2019-03-01 | RSUS16FES | $ | M | 21816.873 | Disposed | Common Stock (21816.873) | Direct | |
| 2019-03-01 | Phantom 3/16D | $ | M | 2667.736 | Disposed | 2019-03-01 | Common Stock (2667.736) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1455.097 | Indirect |
Footnotes
F1: Represents the vesting of the RSUC16FES award. The award vested on March 1, 2019. Amounts also include dividend reinvestment.
F2: 1 for 1. The RSUS16FES and RSUC16FES awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.
F3: Balance includes restricted stock and shares acquired through dividend reinvestment.
F4: Represents the vesting of the RSUS16FES award. The award vested on March 1, 2019. Amounts also include dividend reinvestment.
F5: These transactions reflect the conversion of stock originally deferred for three years and dividend equivalents accrued during that time, and credited to the FirstEnergy Corp. Amended and Restated Executive Deferred Compensation Plan's Phantom 3/16D account, to directly-held common stock. The shares coded as "F" were automatically withheld to cover tax obligations.
F6: 1 for 1
F7: Dividend equivalents that accrue after January 1, 2014 on shares held in the Phantom 3/16D account are paid in cash under the terms of the FirstEnergy Corp. Amended and Restated Executive Deferred Compensation Plan.
F8: FE's 401(k) Savings Plan includes a unitized fund invested in FE stock, in which the reporting person may invest, and includes dividend reinvestment and company match features. The number of shares reported as indirectly held in the 401(k) Plan in this row is an estimate of the number of shares of FE's common stock held in the unitized stock fund and allocated to the reporting person's account as of January 31, 2019.