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FIRSTENERGY CORP — Director's Dealing 2016
Mar 3, 2016
30195_dirs_2016-03-03_76f3ecfd-fd0d-4acc-a2bd-782f88def7e3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIRSTENERGY CORP (FE)
CIK: 0001031296
Period of Report: 2016-03-01
Reporting Person: SCHNEIDER DONALD R (President, FE Solutions)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-01 | Common Stock | M | 26188 | — | Acquired | 39125.712 | Direct |
| 2016-03-01 | Common Stock | F | 10697 | $33.535 | Disposed | 28428.712 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-01 | RSUP18 | $ | M | 26188 | Disposed | Common Stock (26188) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1514.171 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom / Retirement | $ | Common Stock (27007.427) | 27007.427 | Direct | |
| Phantom 3/05d Retirement | $ | Common Stock (20546.928) | 20546.928 | Direct | |
| Stock Option (Right to Buy) | $37.75 | 2021-02-25 | Common Stock (80257) | 80257 | Direct |
Footnotes
F1: The amount listed in Table II represents the vesting of the RSUP18 award. The award vested on March 1, 2016 and because the performance targets were achieved, the award was paid out at a performance rate of 150%. The shares coded "F" were withheld to cover income tax obligations associated with the payout.
F2: 1 for 1
F3: Balance includes restricted stock acquired through dividend reinvestment.
F4: FE's 401(k) Plan includes a unitized fund invested in FE stock, in which the reporting person may invest, and includes dividend reinvestment and company match features. The number of shares reported as indirectly held in the 401(k) Plan in this row is an estimate of the number of shares of FE's common stock held in the unitized stock fund and allocated to the reporting person's account as of December 31, 2015.
F5: This holding reflects amounts payable upon retirement or other termination of employment under arrangements approved by the Compensation Committee.
F6: Includes stock units acquired through dividend reinvestment.