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FIRSTENERGY CORP — Director's Dealing 2011
May 6, 2011
30195_dirs_2011-05-06_f97cf20c-2dd0-4298-9fe7-26faf21e5cac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIRSTENERGY CORP (FE)
CIK: 0001031296
Period of Report: 2011-05-04
Reporting Person: CAVALIER LYNNETTE M (Senior VP, Human Resources)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-04 | RSUP16 | $1.00 | A | 3167 | Acquired | 2014-03-04 | Common Stock (3167) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 66098.677 | Direct |
| Common Stock | 5882.765 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom / Retirement | $1.00 | Common Stock (14774.514) | 14774.514 | Direct | |
| Phantom 3/05d Retirement | $1.00 | Common Stock (4431.933) | 4431.933 | Direct | |
| Rsup12 | $1.00 | 2012-03-02 | Common Stock (2890) | 2890 | Direct |
| RSUP14 | $1.00 | 2013-03-08 | Common Stock (2973) | 2973 | Direct |
Footnotes
F1: 1 for 1
F2: This transaction is a performance-adjusted restricted stock unit grant (RSUP16) of which 50% is reflected in table II. Of the total shares granted, 50% of the shares are subject to forfeiture if the performance goals are not met. The full grant can be adjusted upward by an additional 50% if the 3-year goals are achieved.
F3: 1 for 1
F4: This transaction reflects the extension and vesting of phantom stock to retirement or other termination of employment under arrangements approved by the Compensation Committee.
F5: These transactions reflect the extension of the expiration date of phantom stock from 3/1/2008 to "retirement" under arrangements approved by the Compensation Committee and reflect the movement of stock from the Phantom 3/05 account to the "retirement" account.