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First Western Financial Inc — Director's Dealing 2021
Apr 13, 2021
33619_dirs_2021-04-12_4c7587dd-5f01-4f2b-8716-d4af0393c35a.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: First Western Financial Inc (MYFW)
CIK: 0001327607
Period of Report: 2020-05-01
Reporting Person: Duncan David R (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-01 | Common Stock | A | 2001 | — | Acquired | 33909 | Direct |
Footnotes
F1: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2021, subject to the continued service of the reporting person.
F2: Includes shares 26,792 shares received in a pro rata distribution from Rawah Partners, LLC, of which the reporting person serves as the Manager. On May 5, 2020, the reporting person filed a Form 4 reporting that such shares were indirectly owned by DKD, LLC, a limited liability company of which the reporting person is the sole member; however, such shares should have been reporting as directly owned by the reporting person.