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First Western Financial Inc — Director's Dealing 2021
Oct 26, 2021
33619_dirs_2021-10-26_b95eaf26-e414-4789-b7f9-e988334f2255.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: First Western Financial Inc (MYFW)
CIK: 0001327607
Period of Report: 2021-10-22
Reporting Person: Smith Mark L (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-22 | Common Stock | M | 4051 | $25 | Acquired | 48763 | Direct |
| 2021-10-22 | Common Stock | S | 3672 | $27.61 | Disposed | 45091 | Direct |
| 2021-10-26 | Common Stock | M | 36 | $25 | Acquired | 45127 | Direct |
| 2021-10-26 | Common Stock | S | 34 | $28.76 | Disposed | 45093 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-22 | Stock Option Right to Buy | $25 | M | 4051 | Disposed | 2022-01-17 | Common Stock (4051) | Direct |
| 2021-10-26 | Stock Option Right to Buy | $25 | M | 36 | Disposed | 2022-01-17 | Common Stock (36) | Direct |
Footnotes
F1: The stock options were granted on January 17, 2012. 20% of the options vested immediately and the remainder vested 20% annually for four years.
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