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FIRST TRUST ENHANCED EQUITY INCOME FUND

Regulatory Filings Jul 27, 2021

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N-PX 1 ffa_npx.htm PROXY VOTING RECORD

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

Investment Company Act File No. 811-21586

First Trust Enhanced Equity Income Fund

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Exact Name of Registrant as Specified in Declaration of Trust

120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187

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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)

W. Scott Jardine

First Trust Portfolios L.P.

120 East Liberty Drive, Suite 400

Wheaton, Illinois 60187

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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service

(630) 765-8000

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Registrant's Telephone Number, including Area Code

Date of fiscal year end: December 31

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Date of reporting period: July 1, 2020 - June 30, 2021

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Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington D.C. 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.

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Item 1. Proxy Voting Record

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HEALTHCARE TRUST OF AMERICA, INC.
Ticker: HTA
Provider Security ID: 42225P501
Meeting Type: Annual
Meeting Date: 07-Jul-20
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Scott D. Peters Management For For Yes No
1b -- Elect Director W. Bradley Blair, II Management For For Yes No
1c -- Elect Director Vicki U. Booth Management For For Yes No
1d -- Elect Director H. Lee Cooper Management For For Yes No
1e -- Elect Director Warren D. Fix Management For For Yes No
1f -- Elect Director Peter N. Foss Management For For Yes No
1g -- Elect Director Jay P. Leupp Management For For Yes No
1h -- Elect Director Gary T. Wescombe Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Ratify Deloitte & Touche LLP as Auditors Management For For Yes No
CONSTELLATION BRANDS, INC.
Ticker: STZ
Provider Security ID: 21036P108
Meeting Type: Annual
Meeting Date: 21-Jul-20
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1.1 -- Elect Director Christy Clark Management For For Yes No
1.2 -- Elect Director Jennifer M. Daniels Management For For Yes No
1.3 -- Elect Director Jerry Fowden Management For Withhold Yes Yes
1.4 -- Elect Director Ernesto M. Hernandez Management For For Yes No
1.5 -- Elect Director Susan Somersille Johnson Management For For Yes No
1.6 -- Elect Director James A. Locke, III Management For Withhold Yes Yes
1.7 -- Elect Director Jose Manuel Madero Garza Management For For Yes No
1.8 -- Elect Director Daniel J. McCarthy Management For For Yes No
1.9 -- Elect Director William A. Newlands Management For For Yes No
1.10 -- Elect Director Richard Sands Management For For Yes No
1.11 -- Elect Director Robert Sands Management For For Yes No
1.12 -- Elect Director Judy A. Schmeling Management For Withhold Yes Yes
2 -- Ratify KPMG LLP as Auditor Management For For Yes No
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
LINDE PLC
Ticker: LIN
Provider Security ID: G5494J103
Meeting Type: Annual
Meeting Date: 27-Jul-20
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Wolfgang H. Reitzle Management For For Yes No
1b -- Elect Director Stephen F. Angel Management For For Yes No
1c -- Elect Director Ann-Kristin Achleitner Management For For Yes No
1d -- Elect Director Clemens A. H. Borsig Management For For Yes No
1e -- Elect Director Nance K. Dicciani Management For For Yes No
1f -- Elect Director Thomas Enders Management For For Yes No
1g -- Elect Director Franz Fehrenbach Management For For Yes No
1h -- Elect Director Edward G. Galante Management For For Yes No
1i -- Elect Director Larry D. McVay Management For For Yes No
1j -- Elect Director Victoria E. Ossadnik Management For For Yes No
1k -- Elect Director Martin H. Richenhagen Management For For Yes No
1l -- Elect Director Robert L. Wood Management For For Yes No
2a -- Ratify PricewaterhouseCoopers as Auditors Management For For Yes No
2b -- Authorize Board to Fix Remuneration of Auditors Management For For Yes No
3 -- Determine Price Range for Reissuance of Treasury Shares Management For For Yes No
4 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
ELECTRONIC ARTS INC.
Ticker: EA
Provider Security ID: 285512109
Meeting Type: Annual
Meeting Date: 06-Aug-20
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Leonard S. Coleman Management For For Yes No
1b -- Elect Director Jay C. Hoag Management For For Yes No
1c -- Elect Director Jeffrey T. Huber Management For For Yes No
1d -- Elect Director Lawrence F. Probst, III Management For For Yes No
1e -- Elect Director Talbott Roche Management For For Yes No
1f -- Elect Director Richard A. Simonson Management For For Yes No
1g -- Elect Director Luis A. Ubinas Management For For Yes No
1h -- Elect Director Heidi J. Ueberroth Management For For Yes No
1i -- Elect Director Andrew Wilson Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against Yes Yes
3 -- Ratify KPMG LLP as Auditors Management For For Yes No
4 -- Provide Right to Act by Written Consent Share Holder Against For Yes Yes
ARES CAPITAL CORPORATION
Ticker: ARCC
Provider Security ID: 04010L103
Meeting Type: Special
Meeting Date: 13-Aug-20
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1 -- Approve Issuance of Shares Below Net Asset Value (NAV) Management For For Yes No
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Ticker: TTWO
Provider Security ID: 874054109
Meeting Type: Annual
Meeting Date: 16-Sep-20
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1.1 -- Elect Director Strauss Zelnick Management For For Yes No
1.2 -- Elect Director Michael Dornemann Management For For Yes No
1.3 -- Elect Director J Moses Management For For Yes No
1.4 -- Elect Director Michael Sheresky Management For For Yes No
1.5 -- Elect Director LaVerne Srinivasan Management For For Yes No
1.6 -- Elect Director Susan Tolson Management For For Yes No
1.7 -- Elect Director Paul Viera Management For For Yes No
1.8 -- Elect Director Roland Hernandez Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Amend Omnibus Stock Plan Management For For Yes No
4 -- Ratify Ernst & Young LLP as Auditors Management For For Yes No
NIKE, INC.
Ticker: NKE
Provider Security ID: 654106103
Meeting Type: Annual
Meeting Date: 17-Sep-20
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Alan B. Graf, Jr. Management For For Yes No
1b -- Elect Director Peter B. Henry Management For For Yes No
1c -- Elect Director Michelle A. Peluso Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against Yes Yes
3 -- Ratify PricewaterhouseCoopers LLP as Auditors Management For For Yes No
4 -- Amend Omnibus Stock Plan Management For For Yes No
5 -- Report on Political Contributions Disclosure Share Holder Against For Yes Yes
ALIBABA GROUP HOLDING LIMITED
Ticker: 9988
Provider Security ID: 01609W102
Meeting Type: Annual
Meeting Date: 30-Sep-20
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1 -- Amend Articles of Association Management For For Yes No
2.1 -- Elect Maggie Wei Wu as Director Management For Against Yes Yes
2.2 -- Elect Kabir Misra as Director Management For Against Yes Yes
2.3 -- Elect Walter Teh Ming Kwauk as Director Management For For Yes No
3 -- Ratify PricewaterhouseCoopers as Auditors Management For For Yes No
MICROSOFT CORPORATION
Ticker: MSFT
Provider Security ID: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-20
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1.1 -- Elect Director Reid G. Hoffman Management For For Yes No
1.2 -- Elect Director Hugh F. Johnston Management For For Yes No
1.3 -- Elect Director Teri L. List-Stoll Management For For Yes No
1.4 -- Elect Director Satya Nadella Management For For Yes No
1.5 -- Elect Director Sandra E. Peterson Management For For Yes No
1.6 -- Elect Director Penny S. Pritzker Management For For Yes No
1.7 -- Elect Director Charles W. Scharf Management For For Yes No
1.8 -- Elect Director Arne M. Sorenson Management For For Yes No
1.9 -- Elect Director John W. Stanton Management For For Yes No
1.10 -- Elect Director John W. Thompson Management For For Yes No
1.11 -- Elect Director Emma N. Walmsley Management For For Yes No
1.12 -- Elect Director Padmasree Warrior Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Ratify Deloitte & Touche LLP as Auditors Management For For Yes No
4 -- Report on Employee Representation on the Board of Directors Share Holder Against Against Yes No
CISCO SYSTEMS, INC.
Ticker: CSCO
Provider Security ID: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-20
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director M. Michele Burns Management For For Yes No
1b -- Elect Director Wesley G. Bush Management For For Yes No
1c -- Elect Director Michael D. Capellas Management For For Yes No
1d -- Elect Director Mark Garrett Management For For Yes No
1e -- Elect Director Kristina M. Johnson Management For For Yes No
1f -- Elect Director Roderick C. McGeary Management For For Yes No
1g -- Elect Director Charles H. Robbins Management For For Yes No
1h -- Elect Director Arun Sarin - Withdrawn Management Yes No
1i -- Elect Director Brenton L. Saunders Management For For Yes No
1j -- Elect Director Lisa T. Su Management For For Yes No
2 -- Change State of Incorporation from California to Delaware Management For For Yes No
3 -- Amend Omnibus Stock Plan Management For For Yes No
4 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
5 -- Ratify PricewaterhouseCoopers LLP as Auditors Management For For Yes No
6 -- Require Independent Board Chair Share Holder Against For Yes Yes
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD
Provider Security ID: 723787107
Meeting Type: Special
Meeting Date: 12-Jan-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1 -- Issue Shares in Connection with Merger Management For For Yes No
MICRON TECHNOLOGY, INC.
Ticker: MU
Provider Security ID: 595112103
Meeting Type: Annual
Meeting Date: 14-Jan-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Richard M. Beyer Management For For Yes No
1b -- Elect Director Lynn A. Dugle Management For For Yes No
1c -- Elect Director Steven J. Gomo Management For For Yes No
1d -- Elect Director Mary Pat McCarthy Management For For Yes No
1e -- Elect Director Sanjay Mehrotra Management For For Yes No
1f -- Elect Director Robert E. Switz Management For For Yes No
1g -- Elect Director MaryAnn Wright Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Amend Omnibus Stock Plan Management For For Yes No
4 -- Ratify PricewaterhouseCoopers LLP as Auditors Management For For Yes No
COSTCO WHOLESALE CORPORATION
Ticker: COST
Provider Security ID: 22160K105
Meeting Type: Annual
Meeting Date: 21-Jan-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1.1 -- Elect Director Susan L. Decker Management For For Yes No
1.2 -- Elect Director Kenneth D. Denman Management For For Yes No
1.3 -- Elect Director Richard A. Galanti Management For For Yes No
1.4 -- Elect Director W. Craig Jelinek Management For For Yes No
1.5 -- Elect Director Sally Jewell Management For For Yes No
1.6 -- Elect Director Charles T. Munger Management For For Yes No
1.7 -- Elect Director Jeffrey S. Raikes Management For For Yes No
2 -- Ratify KPMG LLP as Auditors Management For For Yes No
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
APPLE INC.
Ticker: AAPL
Provider Security ID: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director James Bell Management For For Yes No
1b -- Elect Director Tim Cook Management For For Yes No
1c -- Elect Director Al Gore Management For For Yes No
1d -- Elect Director Andrea Jung Management For For Yes No
1e -- Elect Director Art Levinson Management For For Yes No
1f -- Elect Director Monica Lozano Management For For Yes No
1g -- Elect Director Ron Sugar Management For For Yes No
1h -- Elect Director Sue Wagner Management For For Yes No
2 -- Ratify Ernst & Young LLP as Auditors Management For For Yes No
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
4 -- Proxy Access Amendments Share Holder Against For Yes Yes
5 -- Improve Principles of Executive Compensation Program Share Holder Against Against Yes No
THE WALT DISNEY COMPANY
Ticker: DIS
Provider Security ID: 254687106
Meeting Type: Annual
Meeting Date: 09-Mar-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Susan E. Arnold Management For For Yes No
1b -- Elect Director Mary T. Barra Management For For Yes No
1c -- Elect Director Safra A. Catz Management For For Yes No
1d -- Elect Director Robert A. Chapek Management For For Yes No
1e -- Elect Director Francis A. deSouza Management For For Yes No
1f -- Elect Director Michael B.G. Froman Management For For Yes No
1g -- Elect Director Robert A. Iger Management For For Yes No
1h -- Elect Director Maria Elena Lagomasino Management For For Yes No
1i -- Elect Director Mark G. Parker Management For For Yes No
1j -- Elect Director Derica W. Rice Management For For Yes No
2 -- Ratify PricewaterhouseCoopers LLP as Auditors Management For For Yes No
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against Yes Yes
4 -- Report on Lobbying Payments and Policy Share Holder Against For Yes Yes
5 -- Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates Share Holder Against Against Yes No
KEYSIGHT TECHNOLOGIES, INC.
Ticker: KEYS
Provider Security ID: 49338L103
Meeting Type: Annual
Meeting Date: 18-Mar-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1.1 -- Elect Director Ronald S. Nersesian Management For For Yes No
1.2 -- Elect Director Charles J. Dockendorff Management For For Yes No
1.3 -- Elect Director Robert A. Rango Management For For Yes No
2 -- Ratify PricewaterhouseCoopers LLP as Auditors Management For For Yes No
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
4 -- Advisory Vote on Say on Pay Frequency Management One Year One Year Yes No
SYNOPSYS, INC.
Ticker: SNPS
Provider Security ID: 871607107
Meeting Type: Annual
Meeting Date: 08-Apr-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Aart J. de Geus Management For For Yes No
1b -- Elect Director Chi-Foon Chan Management For For Yes No
1c -- Elect Director Janice D. Chaffin Management For For Yes No
1d -- Elect Director Bruce R. Chizen Management For For Yes No
1e -- Elect Director Mercedes Johnson Management For For Yes No
1f -- Elect Director Chrysostomos L. "Max" Nikias Management For For Yes No
1g -- Elect Director Jeannine P. Sargent Management For For Yes No
1h -- Elect Director John Schwarz Management For For Yes No
1i -- Elect Director Roy Vallee Management For For Yes No
2 -- Amend Omnibus Stock Plan Management For For Yes No
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
4 -- Ratify KPMG LLP as Auditors Management For For Yes No
5 -- Reduce Ownership Threshold for Shareholders to Call Special Meeting Share Holder Against For Yes Yes
ADOBE INC.
Ticker: ADBE
Provider Security ID: 00724F101
Meeting Type: Annual
Meeting Date: 20-Apr-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Amy Banse Management For For Yes No
1b -- Elect Director Melanie Boulden Management For For Yes No
1c -- Elect Director Frank Calderoni Management For For Yes No
1d -- Elect Director James Daley Management For For Yes No
1e -- Elect Director Laura Desmond Management For For Yes No
1f -- Elect Director Shantanu Narayen Management For For Yes No
1g -- Elect Director Kathleen Oberg Management For For Yes No
1h -- Elect Director Dheeraj Pandey Management For For Yes No
1i -- Elect Director David Ricks Management For For Yes No
1j -- Elect Director Daniel Rosensweig Management For For Yes No
1k -- Elect Director John Warnock Management For For Yes No
2 -- Amend Omnibus Stock Plan Management For For Yes No
3 -- Ratify KPMG LLP as Auditors Management For For Yes No
4 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
CARNIVAL CORPORATION
Ticker: CCL
Provider Security ID: 143658300
Meeting Type: Annual
Meeting Date: 20-Apr-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1 -- Re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. Management For For Yes No
2 -- Re-elect Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. Management For For Yes No
3 -- Re-elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. Management For For Yes No
4 -- Re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. Management For For Yes No
5 -- Re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. Management For For Yes No
6 -- Re-elect Jeffrey J. Gearhart as a Director of Carnival Corporation and as a Director of Carnival plc. Management For For Yes No
7 -- Re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. Management For For Yes No
8 -- Re-elect Katie Lahey as a Director of Carnival Corporation and as a Director of Carnival plc. Management For For Yes No
9 -- Re-elect John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. Management For For Yes No
10 -- Re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. Management For For Yes No
11 -- Re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. Management For For Yes No
12 -- Re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. Management For For Yes No
13 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
14 -- Approve Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies) Management For For Yes No
15 -- Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation Management For For Yes No
16 -- Authorize Board to Fix Remuneration of Auditors Management For For Yes No
17 -- Receive the UK Accounts and Reports of the Directors and Auditors of Carnival plc for the year ended November 30, 2020 (in accordance with legal requirements applicable to UK companies). Management For For Yes No
18 -- Approve Issuance of Equity Management For For Yes No
19 -- Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Management For For Yes No
20 -- Authorize Share Repurchase Program Management For For Yes No
21 -- Amend Omnibus Stock Plan Management For For Yes No
THE BOEING COMPANY
Ticker: BA
Provider Security ID: 097023105
Meeting Type: Annual
Meeting Date: 20-Apr-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Robert A. Bradway Management For For Yes No
1b -- Elect Director David L. Calhoun Management For For Yes No
1c -- Elect Director Lynne M. Doughtie Management For For Yes No
1d -- Elect Director Edmund P. Giambastiani, Jr. Management For For Yes No
1e -- Elect Director Lynn J. Good Management For For Yes No
1f -- Elect Director Akhil Johri Management For For Yes No
1g -- Elect Director Lawrence W. Kellner Management For Against Yes Yes
1h -- Elect Director Steven M. Mollenkopf Management For For Yes No
1i -- Elect Director John M. Richardson Management For For Yes No
1j -- Elect Director Ronald A. Williams Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Ratify Deloitte & Touche LLP as Auditors Management For For Yes No
4 -- Report on Lobbying Payments and Policy Share Holder Against For Yes Yes
5 -- Provide Right to Act by Written Consent Share Holder Against For Yes Yes
THE COCA-COLA COMPANY
Ticker: KO
Provider Security ID: 191216100
Meeting Type: Annual
Meeting Date: 20-Apr-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1.1 -- Elect Director Herbert A. Allen Management For For Yes No
1.2 -- Elect Director Marc Bolland Management For For Yes No
1.3 -- Elect Director Ana Botin Management For For Yes No
1.4 -- Elect Director Christopher C. Davis Management For For Yes No
1.5 -- Elect Director Barry Diller Management For For Yes No
1.6 -- Elect Director Helene D. Gayle Management For For Yes No
1.7 -- Elect Director Alexis M. Herman Management For For Yes No
1.8 -- Elect Director Robert A. Kotick Management For For Yes No
1.9 -- Elect Director Maria Elena Lagomasino Management For For Yes No
1.10 -- Elect Director James Quincey Management For For Yes No
1.11 -- Elect Director Caroline J. Tsay Management For For Yes No
1.12 -- Elect Director David B. Weinberg Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Ratify Ernst & Young LLP as Auditor Management For For Yes No
4 -- Report on Sugar and Public Health Share Holder Against For Yes Yes
LOCKHEED MARTIN CORPORATION
Ticker: LMT
Provider Security ID: 539830109
Meeting Type: Annual
Meeting Date: 22-Apr-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1.1 -- Elect Director Daniel F. Akerson Management For For Yes No
1.2 -- Elect Director David B. Burritt Management For For Yes No
1.3 -- Elect Director Bruce A. Carlson Management For For Yes No
1.4 -- Elect Director Joseph F. Dunford, Jr. Management For For Yes No
1.5 -- Elect Director James O. Ellis, Jr. Management For For Yes No
1.6 -- Elect Director Thomas J. Falk Management For For Yes No
1.7 -- Elect Director Ilene S. Gordon Management For For Yes No
1.8 -- Elect Director Vicki A. Hollub Management For For Yes No
1.9 -- Elect Director Jeh C. Johnson Management For For Yes No
1.10 -- Elect Director Debra L. Reed-Klages Management For For Yes No
1.11 -- Elect Director James D. Taiclet Management For For Yes No
2 -- Ratify Ernst & Young LLP as Auditors Management For For Yes No
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
4 -- Provide Right to Act by Written Consent Share Holder Against For Yes Yes
5 -- Report on Human Rights Due Diligence Share Holder Against For Yes Yes
EXELON CORPORATION
Ticker: EXC
Provider Security ID: 30161N101
Meeting Type: Annual
Meeting Date: 27-Apr-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Anthony Anderson Management For For Yes No
1b -- Elect Director Ann Berzin Management For For Yes No
1c -- Elect Director Laurie Brlas Management For For Yes No
1d -- Elect Director Marjorie Rodgers Cheshire Management For For Yes No
1e -- Elect Director Christopher Crane Management For For Yes No
1f -- Elect Director Yves de Balmann Management For For Yes No
1g -- Elect Director Linda Jojo Management For For Yes No
1h -- Elect Director Paul Joskow Management For For Yes No
1i -- Elect Director Robert Lawless Management For For Yes No
1j -- Elect Director John Richardson Management For For Yes No
1k -- Elect Director Mayo Shattuck, III Management For For Yes No
1l -- Elect Director John Young Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Ratify PricewaterhouseCoopers LLP as Auditors Management For For Yes No
4 -- Report on Child Labor Audit Share Holder Against Against Yes No
TRUIST FINANCIAL CORPORATION
Ticker: TFC
Provider Security ID: 89832Q109
Meeting Type: Annual
Meeting Date: 27-Apr-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Jennifer S. Banner Management For For Yes No
1b -- Elect Director K. David Boyer, Jr. Management For For Yes No
1c -- Elect Director Agnes Bundy Scanlan Management For For Yes No
1d -- Elect Director Anna R. Cablik Management For For Yes No
1e -- Elect Director Dallas S. Clement Management For For Yes No
1f -- Elect Director Paul D. Donahue Management For For Yes No
1g -- Elect Director Paul R. Garcia Management For For Yes No
1h -- Elect Director Patrick C. Graney, III Management For For Yes No
1i -- Elect Director Linnie M. Haynesworth Management For For Yes No
1j -- Elect Director Kelly S. King Management For For Yes No
1k -- Elect Director Easter A. Maynard Management For For Yes No
1l -- Elect Director Donna S. Morea Management For For Yes No
1m -- Elect Director Charles A. Patton Management For For Yes No
1n -- Elect Director Nido R. Qubein Management For For Yes No
1o -- Elect Director David M. Ratcliffe Management For For Yes No
1p -- Elect Director William H. Rogers, Jr. Management For For Yes No
1q -- Elect Director Frank P. Scruggs, Jr. Management For For Yes No
1r -- Elect Director Christine Sears Management For For Yes No
1s -- Elect Director Thomas E. Skains Management For For Yes No
1t -- Elect Director Bruce L. Tanner Management For For Yes No
1u -- Elect Director Thomas N. Thompson Management For For Yes No
1v -- Elect Director Steven C. Voorhees Management For For Yes No
2 -- Ratify PricewaterhouseCoopers LLP as Auditors Management For For Yes No
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
HORIZON THERAPEUTICS PUBLIC LIMITED COMPANY
Ticker: HZNP
Provider Security ID: G46188101
Meeting Type: Annual
Meeting Date: 29-Apr-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director William F. Daniel Management For For Yes No
1b -- Elect Director H. Thomas Watkins Management For For Yes No
1c -- Elect Director Pascale Witz Management For For Yes No
2 -- Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For Yes No
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
4 -- Authorize Market Purchases or Overseas Market Purchases of Ordinary Shares Management For For Yes No
5 -- Amend Omnibus Stock Plan Management For For Yes No
AT&T INC.
Ticker: T
Provider Security ID: 00206R102
Meeting Type: Annual
Meeting Date: 30-Apr-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director William E. Kennard Management For For Yes No
1b -- Elect Director Samuel A. Di Piazza, Jr. Management For For Yes No
1c -- Elect Director Scott T. Ford Management For For Yes No
1d -- Elect Director Glenn H. Hutchins Management For For Yes No
1e -- Elect Director Debra L. Lee Management For For Yes No
1f -- Elect Director Stephen J. Luczo Management For For Yes No
1g -- Elect Director Michael B. McCallister Management For For Yes No
1h -- Elect Director Beth E. Mooney Management For For Yes No
1i -- Elect Director Matthew K. Rose Management For For Yes No
1j -- Elect Director John T. Stankey Management For For Yes No
1k -- Elect Director Cynthia B. Taylor Management For For Yes No
1l -- Elect Director Geoffrey Y. Yang Management For For Yes No
2 -- Ratify Ernst & Young LLP as Auditors Management For For Yes No
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against Yes Yes
4 -- Lower Ownership Threshold for Action by Written Consent Share Holder Against For Yes Yes
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY
Provider Security ID: 110122108
Meeting Type: Annual
Meeting Date: 04-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1A -- Elect Director Peter J. Arduini Management For For Yes No
1B -- Elect Director Michael W. Bonney Management For For Yes No
1C -- Elect Director Giovanni Caforio Management For For Yes No
1D -- Elect Director Julia A. Haller Management For For Yes No
1E -- Elect Director Paula A. Price Management For For Yes No
1F -- Elect Director Derica W. Rice Management For For Yes No
1G -- Elect Director Theodore R. Samuels Management For For Yes No
1H -- Elect Director Gerald L. Storch Management For For Yes No
1I -- Elect Director Karen H. Vousden Management For For Yes No
1J -- Elect Director Phyllis R. Yale Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Approve Omnibus Stock Plan Management For For Yes No
4 -- Ratify Deloitte & Touche LLP as Auditors Management For For Yes No
5 -- Reduce Ownership Threshold for Special Shareholder Meetings to 15% Management For For Yes No
6 -- Require Independent Board Chair Share Holder Against For Yes Yes
7 -- Provide Right to Act by Written Consent Share Holder Against For Yes Yes
8 -- Reduce Ownership Threshold for Special Shareholder Meetings to 10% Share Holder Against For Yes Yes
DANAHER CORPORATION
Ticker: DHR
Provider Security ID: 235851102
Meeting Type: Annual
Meeting Date: 05-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Rainer M. Blair Management For For Yes No
1b -- Elect Director Linda Hefner Filler Management For For Yes No
1c -- Elect Director Teri List Management For Against Yes Yes
1d -- Elect Director Walter G. Lohr, Jr. Management For Against Yes Yes
1e -- Elect Director Jessica L. Mega Management For For Yes No
1f -- Elect Director Mitchell P. Rales Management For For Yes No
1g -- Elect Director Steven M. Rales Management For For Yes No
1h -- Elect Director Pardis C. Sabeti Management For For Yes No
1i -- Elect Director John T. Schwieters Management For Against Yes Yes
1j -- Elect Director Alan G. Spoon Management For For Yes No
1k -- Elect Director Raymond C. Stevens Management For For Yes No
1l -- Elect Director Elias A. Zerhouni Management For For Yes No
2 -- Ratify Ernst & Young LLP as Auditors Management For For Yes No
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
4 -- Reduce Ownership Threshold for Shareholders to Call Special Meeting Share Holder Against For Yes Yes
SIX FLAGS ENTERTAINMENT CORPORATION
Ticker: SIX
Provider Security ID: 83001A102
Meeting Type: Annual
Meeting Date: 05-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1.1 -- Elect Director Ben Baldanza Management For For Yes No
1.2 -- Elect Director Selim Bassoul Management For For Yes No
1.3 -- Elect Director Esi Eggleston Bracey Management For For Yes No
1.4 -- Elect Director Denise M. Clark Management For For Yes No
1.5 -- Elect Director Enrique Ramirez Mena Management For For Yes No
1.6 -- Elect Director Arik Ruchim Management For For Yes No
1.7 -- Elect Director Michael Spanos Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against Yes Yes
3 -- Eliminate Supermajority Vote Requirement to Amend Bylaws Management For For Yes No
4 -- Provide Right to Act by Written Consent Management For For Yes No
5 -- Ratify KPMG LLP as Auditors Management For For Yes No
CSX CORPORATION
Ticker: CSX
Provider Security ID: 126408103
Meeting Type: Annual
Meeting Date: 07-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Donna M. Alvarado Management For For Yes No
1b -- Elect Director Thomas P. Bostick Management For For Yes No
1c -- Elect Director James M. Foote Management For For Yes No
1d -- Elect Director Steven T. Halverson Management For For Yes No
1e -- Elect Director Paul C. Hilal Management For For Yes No
1f -- Elect Director David M. Moffett Management For For Yes No
1g -- Elect Director Linda H. Riefler Management For For Yes No
1h -- Elect Director Suzanne M. Vautrinot Management For For Yes No
1i -- Elect Director James L. Wainscott Management For For Yes No
1j -- Elect Director J. Steven Whisler Management For For Yes No
1k -- Elect Director John J. Zillmer Management For For Yes No
2 -- Ratify Ernst & Young LLP as Auditors Management For For Yes No
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY
Provider Security ID: 674599105
Meeting Type: Annual
Meeting Date: 07-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Stephen I. Chazen Management For Against Yes Yes
1b -- Elect Director Andrew Gould Management For For Yes No
1c -- Elect Director Carlos M. Gutierrez Management For For Yes No
1d -- Elect Director Vicki Hollub Management For For Yes No
1e -- Elect Director Gary Hu Management For For Yes No
1f -- Elect Director William R. Klesse Management For For Yes No
1g -- Elect Director Andrew N. Langham Management For For Yes No
1h -- Elect Director Jack B. Moore Management For For Yes No
1i -- Elect Director Margarita Palau-Hernandez Management For For Yes No
1j -- Elect Director Avedick B. Poladian Management For For Yes No
1k -- Elect Director Robert M. Shearer Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Ratify KPMG LLP as Auditors Management For For Yes No
STANLEY BLACK & DECKER, INC.
Ticker: SWK
Provider Security ID: 854502101
Meeting Type: Annual
Meeting Date: 10-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Andrea J. Ayers Management For For Yes No
1b -- Elect Director George W. Buckley Management For For Yes No
1c -- Elect Director Patrick D. Campbell Management For For Yes No
1d -- Elect Director Carlos M. Cardoso Management For For Yes No
1e -- Elect Director Robert B. Coutts Management For For Yes No
1f -- Elect Director Debra A. Crew Management For For Yes No
1g -- Elect Director Michael D. Hankin Management For For Yes No
1h -- Elect Director James M. Loree Management For For Yes No
1i -- Elect Director Jane M. Palmieri Management For For Yes No
1j -- Elect Director Mojdeh Poul Management For For Yes No
1k -- Elect Director Dmitri L. Stockton Management For For Yes No
1l -- Elect Director Irving Tan Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Ratify Ernst & Young LLP as Auditors Management For For Yes No
4 -- Provide Right to Act by Written Consent Management For For Yes No
5 -- Eliminate Supermajority Vote Requirement Applicable Under the Connecticut Business Corporation Act Management For For Yes No
6 -- Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations Management For For Yes No
7 -- Adopt Majority Voting for Uncontested Election of Directors Management For For Yes No
ARTHUR J. GALLAGHER & CO.
Ticker: AJG
Provider Security ID: 363576109
Meeting Type: Annual
Meeting Date: 11-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Sherry S. Barrat Management For For Yes No
1b -- Elect Director William L. Bax Management For For Yes No
1c -- Elect Director D. John Coldman Management For For Yes No
1d -- Elect Director J. Patrick Gallagher, Jr. Management For For Yes No
1e -- Elect Director David S. Johnson Management For For Yes No
1f -- Elect Director Kay W. McCurdy Management For For Yes No
1g -- Elect Director Christopher C. Miskel Management For For Yes No
1h -- Elect Director Ralph J. Nicoletti Management For For Yes No
1i -- Elect Director Norman L. Rosenthal Management For For Yes No
2 -- Ratify Ernst & Young LLP as Auditors Management For For Yes No
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK
Provider Security ID: 030420103
Meeting Type: Annual
Meeting Date: 12-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Jeffrey N. Edwards Management For For Yes No
1b -- Elect Director Martha Clark Goss Management For For Yes No
1c -- Elect Director Veronica M. Hagen Management For For Yes No
1d -- Elect Director Kimberly J. Harris Management For For Yes No
1e -- Elect Director Julia L. Johnson Management For For Yes No
1f -- Elect Director Patricia L. Kampling Management For For Yes No
1g -- Elect Director Karl F. Kurz Management For For Yes No
1h -- Elect Director Walter J. Lynch Management For For Yes No
1i -- Elect Director George MacKenzie Management For For Yes No
1j -- Elect Director James G. Stavridis Management For For Yes No
1k -- Elect Director Lloyd M. Yates Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Ratify PricewaterhouseCoopers LLP as Auditors Management For For Yes No
INTEL CORPORATION
Ticker: INTC
Provider Security ID: 458140100
Meeting Type: Annual
Meeting Date: 13-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Patrick P. Gelsinger Management For For Yes No
1b -- Elect Director James J. Goetz Management For For Yes No
1c -- Elect Director Alyssa Henry Management For For Yes No
1d -- Elect Director Omar Ishrak Management For For Yes No
1e -- Elect Director Risa Lavizzo-Mourey Management For For Yes No
1f -- Elect Director Tsu-Jae King Liu Management For For Yes No
1g -- Elect Director Gregory D. Smith Management For For Yes No
1h -- Elect Director Dion J. Weisler Management For For Yes No
1i -- Elect Director Frank D. Yeary Management For For Yes No
2 -- Ratify Ernst & Young LLP as Auditors Management For For Yes No
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against Yes Yes
4 -- Provide Right to Act by Written Consent Share Holder Against For Yes Yes
5 -- Report on Global Median Gender/Racial Pay Gap Share Holder Against For Yes Yes
6 -- Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture Share Holder Against For Yes Yes
KEYCORP
Ticker: KEY
Provider Security ID: 493267108
Meeting Type: Annual
Meeting Date: 13-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1.1 -- Elect Director Bruce D. Broussard Management For For Yes No
1.2 -- Elect Director Alexander M. Cutler Management For For Yes No
1.3 -- Elect Director H. James Dallas Management For For Yes No
1.4 -- Elect Director Elizabeth R. Gile Management For For Yes No
1.5 -- Elect Director Ruth Ann M. Gillis Management For For Yes No
1.6 -- Elect Director Christopher M. Gorman Management For For Yes No
1.7 -- Elect Director Robin N. Hayes Management For For Yes No
1.8 -- Elect Director Carlton L. Highsmith Management For For Yes No
1.9 -- Elect Director Richard J. Hipple Management For For Yes No
1.10 -- Elect Director Devina A. Rankin Management For For Yes No
1.11 -- Elect Director Barbara R. Snyder Management For For Yes No
1.12 -- Elect Director Todd J. Vasos Management For For Yes No
1.13 -- Elect Director David K. Wilson Management For For Yes No
2 -- Ratify Ernst & Young LLP as Auditor Management For For Yes No
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
4 -- Amend Nonqualified Employee Stock Purchase Plan Management For For Yes No
5 -- Reduce Ownership Threshold for Shareholders to Call Special Meeting Management For For Yes No
LAS VEGAS SANDS CORP.
Ticker: LVS
Provider Security ID: 517834107
Meeting Type: Annual
Meeting Date: 13-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1.1 -- Elect Director Irwin Chafetz Management For For Yes No
1.2 -- Elect Director Micheline Chau Management For Withhold Yes Yes
1.3 -- Elect Director Patrick Dumont Management For For Yes No
1.4 -- Elect Director Charles D. Forman Management For For Yes No
1.5 -- Elect Director Robert G. Goldstein Management For For Yes No
1.6 -- Elect Director George Jamieson Management For For Yes No
1.7 -- Elect Director Nora M. Jordan Management For For Yes No
1.8 -- Elect Director Charles A. Koppelman Management For Withhold Yes Yes
1.9 -- Elect Director Lewis Kramer Management For For Yes No
1.10 -- Elect Director David F. Levi Management For Withhold Yes Yes
2 -- Ratify Deloitte & Touche LLP as Auditors Management For For Yes No
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against Yes Yes
VERIZON COMMUNICATIONS INC.
Ticker: VZ
Provider Security ID: 92343V104
Meeting Type: Annual
Meeting Date: 13-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Shellye L. Archambeau Management For For Yes No
1b -- Elect Director Roxanne S. Austin Management For For Yes No
1c -- Elect Director Mark T. Bertolini Management For For Yes No
1d -- Elect Director Melanie L. Healey Management For For Yes No
1e -- Elect Director Clarence Otis, Jr. Management For For Yes No
1f -- Elect Director Daniel H. Schulman Management For For Yes No
1g -- Elect Director Rodney E. Slater Management For For Yes No
1h -- Elect Director Hans E. Vestberg Management For For Yes No
1i -- Elect Director Gregory G. Weaver Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Ratify Ernst & Young LLP as Auditors Management For For Yes No
4 -- Lower Ownership Threshold for Action by Written Consent Share Holder Against For Yes Yes
5 -- Amend Senior Executive Compensation Clawback Policy Share Holder Against For Yes Yes
6 -- Submit Severance Agreement (Change-in-Control) to Shareholder Vote Share Holder Against For Yes Yes
JPMORGAN CHASE & CO.
Ticker: JPM
Provider Security ID: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Linda B. Bammann Management For For Yes No
1b -- Elect Director Stephen B. Burke Management For Against Yes Yes
1c -- Elect Director Todd A. Combs Management For For Yes No
1d -- Elect Director James S. Crown Management For For Yes No
1e -- Elect Director James Dimon Management For Against Yes Yes
1f -- Elect Director Timothy P. Flynn Management For For Yes No
1g -- Elect Director Mellody Hobson Management For For Yes No
1h -- Elect Director Michael A. Neal Management For For Yes No
1i -- Elect Director Phebe N. Novakovic Management For For Yes No
1j -- Elect Director Virginia M. Rometty Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Amend Omnibus Stock Plan Management For For Yes No
4 -- Ratify PricewaterhouseCoopers LLP as Auditors Management For For Yes No
5 -- Reduce Ownership Threshold for Shareholders to Request Action by Written Consent Share Holder Against For Yes Yes
6 -- Report on Racial Equity Audit Share Holder Against For Yes Yes
7 -- Require Independent Board Chair Share Holder Against For Yes Yes
8 -- Report on Congruency Political Analysis and Electioneering Expenditures Share Holder Against For Yes Yes
PPL CORPORATION
Ticker: PPL
Provider Security ID: 69351T106
Meeting Type: Annual
Meeting Date: 18-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Arthur P. Beattie Management For For Yes No
1b -- Elect Director Steven G. Elliott Management For For Yes No
1c -- Elect Director Raja Rajamannar Management For For Yes No
1d -- Elect Director Craig A. Rogerson Management For Against Yes Yes
1e -- Elect Director Vincent Sorgi Management For For Yes No
1f -- Elect Director Natica von Althann Management For For Yes No
1g -- Elect Director Keith H. Williamson Management For For Yes No
1h -- Elect Director Phoebe A. Wood Management For For Yes No
1i -- Elect Director Armando Zagalo de Lima Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Ratify Deloitte & Touche LLP as Auditors Management For For Yes No
BURLINGTON STORES, INC.
Ticker: BURL
Provider Security ID: 122017106
Meeting Type: Annual
Meeting Date: 19-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1.1 -- Elect Director Michael Goodwin Management For For Yes No
1.2 -- Elect Director William P. McNamara Management For For Yes No
1.3 -- Elect Director Michael O'Sullivan Management For For Yes No
1.4 -- Elect Director Jessica Rodriguez Management For For Yes No
2 -- Ratify Deloitte & Touche LLP as Auditors Management For For Yes No
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
4 -- Report on Pay Disparity Share Holder Against Against Yes No
FOOT LOCKER, INC.
Ticker: FL
Provider Security ID: 344849104
Meeting Type: Annual
Meeting Date: 19-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Alan D. Feldman Management For For Yes No
1b -- Elect Director Richard A. Johnson Management For For Yes No
1c -- Elect Director Guillermo G. Marmol Management For For Yes No
1d -- Elect Director Matthew M. McKenna Management For For Yes No
1e -- Elect Director Darlene Nicosia Management For For Yes No
1f -- Elect Director Steven Oakland Management For For Yes No
1g -- Elect Director Ulice Payne, Jr. Management For For Yes No
1h -- Elect Director Kimberly Underhill Management For For Yes No
1i -- Elect Director Tristan Walker Management For For Yes No
1j -- Elect Director Dona D. Young Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Ratify KPMG LLP as Auditor Management For For Yes No
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ
Provider Security ID: 609207105
Meeting Type: Annual
Meeting Date: 19-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Lewis W.K. Booth Management For For Yes No
1b -- Elect Director Charles E. Bunch Management For For Yes No
1c -- Elect Director Lois D. Juliber Management For For Yes No
1d -- Elect Director Peter W. May Management For For Yes No
1e -- Elect Director Jorge S. Mesquita Management For For Yes No
1f -- Elect Director Jane Hamilton Nielsen Management For For Yes No
1g -- Elect Director Fredric G. Reynolds Management For For Yes No
1h -- Elect Director Christiana S. Shi Management For For Yes No
1i -- Elect Director Patrick T. Siewert Management For For Yes No
1j -- Elect Director Michael A. Todman Management For For Yes No
1k -- Elect Director Jean-Francois M. L. van Boxmeer Management For For Yes No
1l -- Elect Director Dirk Van de Put Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Ratify PricewaterhouseCoopers LLP as Auditors Management For For Yes No
4 -- Consider Pay Disparity Between Executives and Other Employees Share Holder Against Against Yes No
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO
Provider Security ID: 883556102
Meeting Type: Annual
Meeting Date: 19-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Marc N. Casper Management For For Yes No
1b -- Elect Director Nelson J. Chai Management For For Yes No
1c -- Elect Director C. Martin Harris Management For For Yes No
1d -- Elect Director Tyler Jacks Management For For Yes No
1e -- Elect Director R. Alexandra Keith Management For For Yes No
1f -- Elect Director Thomas J. Lynch Management For For Yes No
1g -- Elect Director Jim P. Manzi Management For For Yes No
1h -- Elect Director James C. Mullen Management For For Yes No
1i -- Elect Director Lars R. Sorensen Management For For Yes No
1j -- Elect Director Debora L. Spar Management For For Yes No
1k -- Elect Director Scott M. Sperling Management For For Yes No
1l -- Elect Director Dion J. Weisler Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Ratify PricewaterhouseCoopers LLP as Auditor Management For For Yes No
4 -- Provide Right to Call A Special Meeting Share Holder Against For Yes Yes
CHUBB LIMITED
Ticker: CB
Provider Security ID: H1467J104
Meeting Type: Annual
Meeting Date: 20-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1 -- Accept Financial Statements and Statutory Reports Management For For Yes No
2.1 -- Allocate Disposable Profit Management For For Yes No
2.2 -- Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount Management For For Yes No
3 -- Approve Discharge of Board of Directors Management For For Yes No
4.1 -- Ratify PricewaterhouseCoopers AG (Zurich) as Statutory Auditor Management For For Yes No
4.2 -- Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm Management For For Yes No
4.3 -- Ratify BDO AG (Zurich) as Special Audit Firm Management For For Yes No
5.1 -- Elect Director Evan G. Greenberg Management For For Yes No
5.2 -- Elect Director Michael P. Connors Management For For Yes No
5.3 -- Elect Director Michael G. Atieh Management For For Yes No
5.4 -- Elect Director Sheila P. Burke Management For For Yes No
5.5 -- Elect Director Mary Cirillo Management For For Yes No
5.6 -- Elect Director Robert J. Hugin Management For For Yes No
5.7 -- Elect Director Robert W. Scully Management For For Yes No
5.8 -- Elect Director Eugene B. Shanks, Jr. Management For For Yes No
5.9 -- Elect Director Theodore E. Shasta Management For For Yes No
5.10 -- Elect Director David H. Sidwell Management For For Yes No
5.11 -- Elect Director Olivier Steimer Management For For Yes No
5.12 -- Elect Director Luis Tellez Management For For Yes No
5.13 -- Elect Director Frances F. Townsend Management For For Yes No
6 -- Elect Evan G. Greenberg as Board Chairman Management For Against Yes Yes
7.1 -- Elect Michael P. Connors as Member of the Compensation Committee Management For For Yes No
7.2 -- Elect Mary Cirillo as Member of the Compensation Committee Management For For Yes No
7.3 -- Elect Frances F. Townsend as Member of the Compensation Committee Management For For Yes No
8 -- Designate Homburger AG as Independent Proxy Management For For Yes No
9 -- Amend Omnibus Stock Plan Management For For Yes No
10 -- Approve CHF 86,557,222.50 Reduction in Share Capital via Cancellation in Nominal Value of CHF 24.15 each Management For For Yes No
11.1 -- Approve the Maximum Aggregate Remuneration of Directors Management For For Yes No
11.2 -- Approve Remuneration of Executive Management in the Amount of USD 48 Million for Fiscal 2022 Management For For Yes No
12 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
13 -- Transact Other Business (Voting) Management For Against Yes Yes
CINEMARK HOLDINGS, INC.
Ticker: CNK
Provider Security ID: 17243V102
Meeting Type: Annual
Meeting Date: 20-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1.1 -- Elect Director Darcy Antonellis Management For For Yes No
1.2 -- Elect Director Carlos Sepulveda Management For For Yes No
1.3 -- Elect Director Mark Zoradi Management For For Yes No
2 -- Ratify Deloitte and Touche, LLP as Auditors Management For For Yes No
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
LAMAR ADVERTISING COMPANY
Ticker: LAMR
Provider Security ID: 512816109
Meeting Type: Annual
Meeting Date: 20-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1.1 -- Elect Director Nancy Fletcher Management For For Yes No
1.2 -- Elect Director John E. Koerner, III Management For For Yes No
1.3 -- Elect Director Marshall A. Loeb Management For For Yes No
1.4 -- Elect Director Stephen P. Mumblow Management For For Yes No
1.5 -- Elect Director Thomas V. Reifenheiser Management For For Yes No
1.6 -- Elect Director Anna Reilly Management For For Yes No
1.7 -- Elect Director Kevin P. Reilly, Jr. Management For For Yes No
1.8 -- Elect Director Wendell Reilly Management For For Yes No
1.9 -- Elect Director Elizabeth Thompson Management For For Yes No
2 -- Ratify KPMG LLP as Auditors Management For For Yes No
MORGAN STANLEY
Ticker: MS
Provider Security ID: 617446448
Meeting Type: Annual
Meeting Date: 20-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Elizabeth Corley Management For For Yes No
1b -- Elect Director Alistair Darling Management For For Yes No
1c -- Elect Director Thomas H. Glocer Management For For Yes No
1d -- Elect Director James P. Gorman Management For For Yes No
1e -- Elect Director Robert H. Herz Management For For Yes No
1f -- Elect Director Nobuyuki Hirano Management For For Yes No
1g -- Elect Director Hironori Kamezawa Management For For Yes No
1h -- Elect Director Shelley B. Leibowitz Management For For Yes No
1i -- Elect Director Stephen J. Luczo Management For For Yes No
1j -- Elect Director Jami Miscik Management For For Yes No
1k -- Elect Director Dennis M. Nally Management For For Yes No
1l -- Elect Director Mary L. Schapiro Management For For Yes No
1m -- Elect Director Perry M. Traquina Management For For Yes No
1n -- Elect Director Rayford Wilkins, Jr. Management For For Yes No
2 -- Ratify Deloitte & Touche LLP as Auditors Management For For Yes No
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
4 -- Amend Omnibus Stock Plan Management For For Yes No
ZOETIS INC.
Ticker: ZTS
Provider Security ID: 98978V103
Meeting Type: Annual
Meeting Date: 20-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Sanjay Khosla Management For For Yes No
1b -- Elect Director Antoinette R. Leatherberry Management For For Yes No
1c -- Elect Director Willie M. Reed Management For For Yes No
1d -- Elect Director Linda Rhodes Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Ratify KPMG LLP as Auditor Management For For Yes No
4 -- Adopt Simple Majority Vote Share Holder Against For Yes Yes
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI
Provider Security ID: 22822V101
Meeting Type: Annual
Meeting Date: 21-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director P. Robert Bartolo Management For For Yes No
1b -- Elect Director Jay A. Brown Management For For Yes No
1c -- Elect Director Cindy Christy Management For For Yes No
1d -- Elect Director Ari Q. Fitzgerald Management For For Yes No
1e -- Elect Director Andrea J. Goldsmith Management For For Yes No
1f -- Elect Director Lee W. Hogan Management For For Yes No
1g -- Elect Director Tammy K. Jones Management For For Yes No
1h -- Elect Director J. Landis Martin Management For For Yes No
1i -- Elect Director Anthony J. Melone Management For For Yes No
1j -- Elect Director W. Benjamin Moreland Management For For Yes No
1k -- Elect Director Kevin A. Stephens Management For For Yes No
1l -- Elect Director Matthew Thornton, III Management For For Yes No
2 -- Ratify PricewaterhouseCoopers LLP as Auditors Management For For Yes No
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
4 -- Advisory Vote on Say on Pay Frequency Management One Year One Year Yes No
HONEYWELL INTERNATIONAL INC.
Ticker: HON
Provider Security ID: 438516106
Meeting Type: Annual
Meeting Date: 21-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1A -- Elect Director Darius Adamczyk Management For For Yes No
1B -- Elect Director Duncan B. Angove Management For For Yes No
1C -- Elect Director William S. Ayer Management For For Yes No
1D -- Elect Director Kevin Burke Management For For Yes No
1E -- Elect Director D. Scott Davis Management For For Yes No
1F -- Elect Director Deborah Flint Management For For Yes No
1G -- Elect Director Judd Gregg Management For For Yes No
1H -- Elect Director Grace D. Lieblein Management For For Yes No
1I -- Elect Director Raymond T. Odierno Management For For Yes No
1J -- Elect Director George Paz Management For For Yes No
1K -- Elect Director Robin L. Washington Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Ratify Deloitte & Touche LLP as Auditor Management For For Yes No
4 -- Provide Right to Act by Written Consent Share Holder Against For Yes Yes
MERCK & CO., INC.
Ticker: MRK
Provider Security ID: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Leslie A. Brun Management For For Yes No
1b -- Elect Director Mary Ellen Coe Management For For Yes No
1c -- Elect Director Pamela J. Craig Management For For Yes No
1d -- Elect Director Kenneth C. Frazier Management For For Yes No
1e -- Elect Director Thomas H. Glocer Management For For Yes No
1f -- Elect Director Risa J. Lavizzo-Mourey Management For For Yes No
1g -- Elect Director Stephen L. Mayo Management For For Yes No
1h -- Elect Director Paul B. Rothman Management For For Yes No
1i -- Elect Director Patricia F. Russo Management For For Yes No
1j -- Elect Director Christine E. Seidman Management For For Yes No
1k -- Elect Director Inge G. Thulin Management For For Yes No
1l -- Elect Director Kathy J. Warden Management For For Yes No
1m -- Elect Director Peter C. Wendell Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Ratify PricewaterhouseCoopers LLP as Auditors Management For For Yes No
4 -- Provide Right to Act by Written Consent Share Holder Against For Yes Yes
5 -- Report on Access to COVID-19 Products Share Holder Against For Yes Yes
FACEBOOK, INC.
Ticker: FB
Provider Security ID: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1.1 -- Elect Director Peggy Alford Management For For Yes No
1.2 -- Elect Director Marc L. Andreessen Management For Withhold Yes Yes
1.3 -- Elect Director Andrew W. Houston Management For Withhold Yes Yes
1.4 -- Elect Director Nancy Killefer Management For For Yes No
1.5 -- Elect Director Robert M. Kimmitt Management For For Yes No
1.6 -- Elect Director Sheryl K. Sandberg Management For For Yes No
1.7 -- Elect Director Peter A. Thiel Management For Withhold Yes Yes
1.8 -- Elect Director Tracey T. Travis Management For For Yes No
1.9 -- Elect Director Mark Zuckerberg Management For Withhold Yes Yes
2 -- Ratify Ernst & Young LLP as Auditors Management For For Yes No
3 -- Amend Non-Employee Director Compensation Policy Management For Against Yes Yes
4 -- Approve Recapitalization Plan for all Stock to Have One-vote per Share Share Holder Against For Yes Yes
5 -- Require Independent Board Chair Share Holder Against For Yes Yes
6 -- Report on Online Child Sexual Exploitation Share Holder Against For Yes Yes
7 -- Require Independent Director Nominee with Human and/or Civil Rights Experience Share Holder Against Against Yes No
8 -- Report on Platform Misuse Share Holder Against For Yes Yes
9 -- Amend Certificate of Incorporation to Become a Public Benefit Corporation Share Holder Against Against Yes No
PAYPAL HOLDINGS, INC.
Ticker: PYPL
Provider Security ID: 70450Y103
Meeting Type: Annual
Meeting Date: 26-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Rodney C. Adkins Management For For Yes No
1b -- Elect Director Jonathan Christodoro Management For For Yes No
1c -- Elect Director John J. Donahoe Management For For Yes No
1d -- Elect Director David W. Dorman Management For For Yes No
1e -- Elect Director Belinda J. Johnson Management For For Yes No
1f -- Elect Director Gail J. McGovern Management For For Yes No
1g -- Elect Director Deborah M. Messemer Management For For Yes No
1h -- Elect Director David M. Moffett Management For For Yes No
1i -- Elect Director Ann M. Sarnoff Management For For Yes No
1j -- Elect Director Daniel H. Schulman Management For For Yes No
1k -- Elect Director Frank D. Yeary Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Ratify PricewaterhouseCoopers LLP as Auditors Management For For Yes No
4 -- Provide Right to Act by Written Consent Share Holder Against For Yes Yes
5 -- Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture Share Holder Against For Yes Yes
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD
Provider Security ID: 723787107
Meeting Type: Annual
Meeting Date: 27-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director A.R. Alameddine Management For For Yes No
1b -- Elect Director Edison C. Buchanan Management For For Yes No
1c -- Elect Director Matt Gallagher Management For For Yes No
1d -- Elect Director Phillip A. Gobe Management For For Yes No
1e -- Elect Director Larry R. Grillot Management For For Yes No
1f -- Elect Director Stacy P. Methvin Management For For Yes No
1g -- Elect Director Royce W. Mitchell Management For For Yes No
1h -- Elect Director Frank A. Risch Management For For Yes No
1i -- Elect Director Scott D. Sheffield Management For For Yes No
1j -- Elect Director J. Kenneth Thompson Management For For Yes No
1k -- Elect Director Phoebe A. Wood Management For For Yes No
1l -- Elect Director Michael D. Wortley Management For For Yes No
2 -- Ratify Ernst & Young LLP as Auditors Management For For Yes No
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
4 -- Amend Qualified Employee Stock Purchase Plan Management For For Yes No
LOWE'S COMPANIES, INC.
Ticker: LOW
Provider Security ID: 548661107
Meeting Type: Annual
Meeting Date: 28-May-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1.1 -- Elect Director Raul Alvarez Management For For Yes No
1.2 -- Elect Director David H. Batchelder Management For For Yes No
1.3 -- Elect Director Angela F. Braly Management For For Yes No
1.4 -- Elect Director Sandra B. Cochran Management For For Yes No
1.5 -- Elect Director Laurie Z. Douglas Management For For Yes No
1.6 -- Elect Director Richard W. Dreiling Management For For Yes No
1.7 -- Elect Director Marvin R. Ellison Management For For Yes No
1.8 -- Elect Director Daniel J. Heinrich Management For For Yes No
1.9 -- Elect Director Brian C. Rogers Management For For Yes No
1.10 -- Elect Director Bertram L. Scott Management For For Yes No
1.11 -- Elect Director Mary Beth West Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Ratify Deloitte & Touche LLP as Auditor Management For For Yes No
4 -- Amend Proxy Access Right Share Holder Against For Yes Yes
HESS CORPORATION
Ticker: HES
Provider Security ID: 42809H107
Meeting Type: Annual
Meeting Date: 02-Jun-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Terrence J. Checki Management For For Yes No
1b -- Elect Director Leonard S. Coleman, Jr. Management For For Yes No
1c -- Elect Director Joaquin Duato Management For For Yes No
1d -- Elect Director John B. Hess Management For For Yes No
1e -- Elect Director Edith E. Holiday Management For For Yes No
1f -- Elect Director Marc S. Lipschultz Management For For Yes No
1g -- Elect Director David McManus Management For For Yes No
1h -- Elect Director Kevin O. Meyers Management For For Yes No
1i -- Elect Director Karyn F. Ovelmen Management For For Yes No
1j -- Elect Director James H. Quigley Management For For Yes No
1k -- Elect Director William G. Schrader Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Ratify Ernst & Young LLP as Auditors Management For For Yes No
4 -- Amend Omnibus Stock Plan Management For For Yes No
NVIDIA CORPORATION
Ticker: NVDA
Provider Security ID: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Robert K. Burgess Management For For Yes No
1b -- Elect Director Tench Coxe Management For For Yes No
1c -- Elect Director John O. Dabiri Management For For Yes No
1d -- Elect Director Persis S. Drell Management For For Yes No
1e -- Elect Director Jen-Hsun Huang Management For For Yes No
1f -- Elect Director Dawn Hudson Management For For Yes No
1g -- Elect Director Harvey C. Jones Management For For Yes No
1h -- Elect Director Michael G. McCaffery Management For For Yes No
1i -- Elect Director Stephen C. Neal Management For For Yes No
1j -- Elect Director Mark L. Perry Management For For Yes No
1k -- Elect Director A. Brooke Seawell Management For For Yes No
1l -- Elect Director Aarti Shah Management For For Yes No
1m -- Elect Director Mark A. Stevens Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Ratify PricewaterhouseCoopers LLP as Auditors Management For For Yes No
4 -- Increase Authorized Common Stock Management For For Yes No
ARES CAPITAL CORPORATION
Ticker: ARCC
Provider Security ID: 04010L103
Meeting Type: Annual
Meeting Date: 07-Jun-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Michael K. Parks Management For Against Yes Yes
1b -- Elect Director Robert L. Rosen Management For Against Yes Yes
1c -- Elect Director Bennett Rosenthal Management For Against Yes Yes
2 -- Ratify KPMG LLP as Auditors Management For For Yes No
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH
Provider Security ID: 91324P102
Meeting Type: Annual
Meeting Date: 07-Jun-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Richard T. Burke Management For For Yes No
1b -- Elect Director Timothy P. Flynn Management For For Yes No
1c -- Elect Director Stephen J. Hemsley Management For For Yes No
1d -- Elect Director Michele J. Hooper Management For For Yes No
1e -- Elect Director F. William McNabb, III Management For For Yes No
1f -- Elect Director Valerie C. Montgomery Rice Management For For Yes No
1g -- Elect Director John H. Noseworthy Management For For Yes No
1h -- Elect Director Gail R. Wilensky Management For For Yes No
1i -- Elect Director Andrew Witty Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against Yes Yes
3 -- Ratify Deloitte & Touche LLP as Auditors Management For For Yes No
4 -- Amend Qualified Employee Stock Purchase Plan Management For For Yes No
5 -- Reduce Ownership Threshold for Shareholders to Call Special Meeting Share Holder Against For Yes Yes
CATERPILLAR INC.
Ticker: CAT
Provider Security ID: 149123101
Meeting Type: Annual
Meeting Date: 09-Jun-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1.1 -- Elect Director Kelly A. Ayotte Management For For Yes No
1.2 -- Elect Director David L. Calhoun Management For For Yes No
1.3 -- Elect Director Daniel M. Dickinson Management For For Yes No
1.4 -- Elect Director Gerald Johnson Management For For Yes No
1.5 -- Elect Director David W. MacLennan Management For For Yes No
1.6 -- Elect Director Debra L. Reed-Klages Management For For Yes No
1.7 -- Elect Director Edward B. Rust, Jr. Management For For Yes No
1.8 -- Elect Director Susan C. Schwab Management For For Yes No
1.9 -- Elect Director D. James Umpleby, III Management For For Yes No
1.10 -- Elect Director Miles D. White Management For For Yes No
1.11 -- Elect Director Rayford Wilkins, Jr. Management For For Yes No
2 -- Ratify PricewaterhouseCoopers as Auditors Management For For Yes No
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
4 -- Report on Climate Policy Share Holder Against For Yes Yes
5 -- Report on Diversity and Inclusion Efforts Share Holder Against For Yes Yes
6 -- Amend Certificate of Incorporate to become Public Benefit Corporation Share Holder Against Against Yes No
7 -- Provide Right to Act by Written Consent Share Holder Against For Yes Yes
GENERAL MOTORS COMPANY
Ticker: GM
Provider Security ID: 37045V100
Meeting Type: Annual
Meeting Date: 14-Jun-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Mary T. Barra Management For For Yes No
1b -- Elect Director Wesley G. Bush Management For For Yes No
1c -- Elect Director Linda R. Gooden Management For For Yes No
1d -- Elect Director Joseph Jimenez Management For For Yes No
1e -- Elect Director Jane L. Mendillo Management For For Yes No
1f -- Elect Director Judith A. Miscik Management For For Yes No
1g -- Elect Director Patricia F. Russo Management For For Yes No
1h -- Elect Director Thomas M. Schoewe Management For For Yes No
1i -- Elect Director Carol M. Stephenson Management For For Yes No
1j -- Elect Director Mark A. Tatum Management For For Yes No
1k -- Elect Director Devin N. Wenig Management For For Yes No
1l -- Elect Director Margaret C. Whitman Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Ratify Ernst & Young LLP as Auditors Management For For Yes No
4 -- Provide Right to Act by Written Consent Share Holder Against For Yes Yes
5 -- Link Executive Pay to Social Criteria Share Holder Against For Yes Yes
RESTAURANT BRANDS INTERNATIONAL INC.
Ticker: QSR
Provider Security ID: 76131D103
Meeting Type: Annual
Meeting Date: 16-Jun-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1.1 -- Elect Director Alexandre Behring Management For For Yes No
1.2 -- Elect Director Joao M. Castro-Neves Management For For Yes No
1.3 -- Elect Director Maximilien de Limburg Stirum Management For For Yes No
1.4 -- Elect Director Paul J. Fribourg Management For For Yes No
1.5 -- Elect Director Neil Golden Management For For Yes No
1.6 -- Elect Director Ali Hedayat Management For For Yes No
1.7 -- Elect Director Golnar Khosrowshahi Management For For Yes No
1.8 -- Elect Director Marc Lemann Management For For Yes No
1.9 -- Elect Director Jason Melbourne Management For For Yes No
1.10 -- Elect Director Giovanni (John) Prato Management For For Yes No
1.11 -- Elect Director Daniel S. Schwartz Management For For Yes No
1.12 -- Elect Director Carlos Alberto Sicupira Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For For Yes No
3 -- Advisory Vote on Say on Pay Frequency Management One Year One Year Yes No
4 -- Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For Yes No
ACTIVISION BLIZZARD, INC.
Ticker: ATVI
Provider Security ID: 00507V109
Meeting Type: Annual
Meeting Date: 21-Jun-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Reveta Bowers Management For For Yes No
1b -- Elect Director Robert Corti Management For For Yes No
1c -- Elect Director Hendrik Hartong, III Management For For Yes No
1d -- Elect Director Brian Kelly Management For For Yes No
1e -- Elect Director Robert Kotick Management For For Yes No
1f -- Elect Director Barry Meyer Management For For Yes No
1g -- Elect Director Robert Morgado Management For For Yes No
1h -- Elect Director Peter Nolan Management For For Yes No
1i -- Elect Director Dawn Ostroff Management For For Yes No
1j -- Elect Director Casey Wasserman Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against Yes Yes
3 -- Ratify PricewaterhouseCoopers LLP as Auditors Management For For Yes No
MASTERCARD INCORPORATED
Ticker: MA
Provider Security ID: 57636Q104
Meeting Type: Annual
Meeting Date: 22-Jun-21
Proposal Number/Text Proponent Management Recommendation Vote Instruction Voted Vote Against Management
1a -- Elect Director Ajay Banga Management For For Yes No
1b -- Elect Director Merit E. Janow Management For For Yes No
1c -- Elect Director Richard K. Davis Management For For Yes No
1d -- Elect Director Steven J. Freiberg Management For For Yes No
1e -- Elect Director Julius Genachowski Management For For Yes No
1f -- Elect Director Choon Phong Goh Management For For Yes No
1g -- Elect Director Oki Matsumoto Management For For Yes No
1h -- Elect Director Michael Miebach Management For For Yes No
1i -- Elect Director Youngme Moon Management For For Yes No
1j -- Elect Director Rima Qureshi Management For For Yes No
1k -- Elect Director Jose Octavio Reyes Lagunes Management For For Yes No
1l -- Elect Director Gabrielle Sulzberger Management For For Yes No
1m -- Elect Director Jackson Tai Management For For Yes No
1n -- Elect Director Lance Uggla Management For For Yes No
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against Yes Yes
3 -- Ratify PricewaterhouseCoopers LLP as Auditors Management For For Yes No
4 -- Amend Omnibus Stock Plan Management For For Yes No
5 -- Amend Non-Employee Director Omnibus Stock Plan Management For For Yes No
6 -- Eliminate Supermajority Vote Requirement Management For For Yes No

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SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

| (Registrant) | FIRST TRUST ENHANCED
EQUITY INCOME FUND |
| --- | --- |
| By (Signature and Title)* | /s/ James M. Dykas |
| | James M. Dykas, President and Chief Executive Officer |
| Date | July 27, 2021 |

  • Print the name and title of each signing officer under his or her signature.

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