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FIRST MID BANCSHARES, INC. — Director's Dealing 2016
May 16, 2016
32297_dirs_2016-05-16_d63aac7a-7a95-4075-9c99-36685f60d9d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIRST MID ILLINOIS BANCSHARES INC (FMBH)
CIK: 0000700565
Period of Report: 2016-05-16
Reporting Person: SPARKS RAY A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-16 | Common Stock | C | 17249 | $20.29 | Acquired | 32782 | Indirect |
| 2016-05-16 | Common Stock | C | 2464 | $20.29 | Acquired | 92113 | Indirect |
| 2016-05-16 | Common Stock | C | 54213 | $20.29 | Acquired | 282858 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-16 | Series C 8% Non-cumulative Perpetual Convertible Preferred | $ | C | 70 | Disposed | Common Stock (17249.89) | Indirect | |
| 2016-05-16 | Series C 8% Non-cumulative Perpetual Convertible Preferred | $ | C | 10 | Disposed | Common Stock (2464.27) | Indirect | |
| 2016-05-16 | Series C 8% Non-cumulative Perpetual Convertible Preferred | $ | C | 220 | Disposed | Common Stock (54213.94) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1822 | Indirect |
| Common Stock | 24154.05 | Indirect |
| Common Stock | 18880 | Indirect |
Footnotes
F1: On May 16, 2016 the Company caused the conversion of the Series C 8% Non-cumulative Perpetual Convertible Preferred stock. Each shares was converted into 246.4268 shares of common stock, cash in lieu of fractional shares.
F2: Each share of Series C Convertible Preferred Stock (i) is convertible at any time into 246.427 shares of common stock and cash in lieu of any fractional share of common stock, subject to certain adjustments, (ii) is convertible at First Mid-Illinois Bancshares' option under certain circumstances, (iii) has no expiration date.