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FIRST MID BANCSHARES, INC. — Director's Dealing 2014
Nov 17, 2014
32297_dirs_2014-11-17_34d0497c-62d4-4888-b864-eba7713792ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIRST MID ILLINOIS BANCSHARES INC (FMBH)
CIK: 0000700565
Period of Report: 2014-11-17
Reporting Person: ADAMS CHARLES A /TX (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-17 | Common Stock | C | 46253 | — | Acquired | 192515.776 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-17 | Series B 9% Non-cumulative Perpetual Convertible Preferred | $ | C | 200 | Disposed | Common Stock (46253.4) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 49197.845 | Indirect |
| Common Stock | 271146.351 | Indirect |
| Common Stock | 89807.873 | Indirect |
Footnotes
F1: On November 17, 2014 the Company caused the conversion of the Series B 9% Non-cumulative Perpetual Convertible Preferred stock. Each share was converted into 231.267 shares of common stock, cash in lieu of fractional shares.
F2: Each share of the Series B Convertible Preferred Stock (i)is convertible at any time into 231.267 shares of common stock and cash in lieu of any fractional share of common stock, subject to certain adjustments, (ii) is convertible at First Mid-Illinois Bancshares' option under certain circumstances, and (iii)has no expiration date.