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FIRST INTERSTATE BANCSYSTEM INC — Director's Dealing 2013
Nov 18, 2013
31290_dirs_2013-11-18_40e1dfb3-92c8-4a7a-be28-783f6d8a1052.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIRST INTERSTATE BANCSYSTEM INC (FIBK)
CIK: 0000860413
Period of Report: 2013-11-15
Reporting Person: SCOTT JAMES R (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-15 | Class B Common Stock | $0.00 | J | 329 | Acquired | 2029-12-31 | Class A Common Stock (329) | Indirect |
| 2013-11-15 | Class B Common Stock | $0.00 | J | 329 | Acquired | 2029-12-31 | Class A Common Stock (329) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 4192 | Indirect |
| Class A Common Stock | 17764 | Indirect |
Footnotes
F1: On March 5, 2010, the Company recapitalized its existing common stock. The recapitalization included, among other things, a redesignation of existing common stock as Class B common stock, a four-for-one split of Class B common stock, and the creation of a new class of common stock designated as Class A common stock, which is listed on the NASDAQ stock market under the symbol "FIBK". The intial public offering of the Class A shares commenced March 23, 2010. The Class B Common Stock is convertible at any time into Class A Common stock on a share for share basis at the descretion of the holder. The conversion feature of the Class B common stock does not expire.
F2: On November 15, 2013, a charitable remainder unitrust of which the reporting person is a beneficiary, distributed to each the reporting person and his spouse 329 shares of FIBK Class B common stock in satisfaction of the trust's obligation to pay $8,577.03 to each the reporting person and his spouse. The reporting person disclaims beneficial ownership of the FIBK stock held by the trust except to the extent of he and his wife's pecuniary interest therein.