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FIRST INTERSTATE BANCSYSTEM INC — Director's Dealing 2013
Nov 1, 2013
31290_dirs_2013-11-01_0b56b17a-0f97-42f2-bdf1-9be37ceeacdd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIRST INTERSTATE BANCSYSTEM INC (FIBK)
CIK: 0000860413
Period of Report: 2013-10-30
Reporting Person: SCOTT RANDALL I (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-30 | Class B Common Stock | $0.00 | J | 5100 | Acquired | 2029-12-31 | Class A Common Stock (5100) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 2643 | Indirect |
| Class A Common Stock | 9648 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $0.00 | 2029-12-31 | Class A Common Stock (1616) | 1616 | Direct |
| Class B Common Stock | $0.00 | 2029-12-31 | Class A Common Stock (82104) | 82104 | Indirect |
| Class B Common Stock | $0.00 | 2029-12-31 | Class A Common Stock (3795676) | 3795676 | Indirect |
| Class B Common Stock | $0.00 | 2029-12-31 | Class A Common Stock (85836) | 85836 | Indirect |
| Class B Common Stock | $0.00 | 2029-12-31 | Class A Common Stock (803310) | 803310 | Indirect |
| Class B Common Stock | $0.00 | 2029-12-31 | Class A Common Stock (111430) | 111430 | Indirect |
Footnotes
F1: On March 5, 2010, the Company recapitalized its existing common stock. The recapitalization included, among other things, a redesignation of existing common stock as Class B common stock, a four-for-one split of Class B common stock, and the creation of a new class of common stock designated as Class A common stock, which is listed on the NASDAQ stock market under the symbol "FIBK". The Class B Common Stock is convertible at any time into Class A Common stock on a share for share basis at the descretion of the holder. The conversion feature of the Class B common stock does not expire.
F2: Represents Mr. Scott's pro rata share of a distribution of Class B common shares to Mr. Scott and four other beneficiaries pursuant to the trust agreement of an irrevocable trust established in 1983 by Mr. Scott and his four siblings in connection with estate planning for their father.