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FIRST INTERSTATE BANCSYSTEM INC — Director's Dealing 2013
May 10, 2013
31290_dirs_2013-05-10_c950227e-f129-44ca-8d64-81305b0c0af5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIRST INTERSTATE BANCSYSTEM INC (FIBK)
CIK: 0000860413
Period of Report: 2013-05-08
Reporting Person: SCOTT JAMES R (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-08 | Class B Common Stock | $0.00 | J | 403 | Acquired | 2029-12-31 | Class A Common Stock (403) | Indirect |
| 2013-05-08 | Class B Common Stock | $0.00 | J | 403 | Acquired | 2029-12-31 | Class A Common Stock (403) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 17764 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $0.00 | 2029-12-31 | Class A Common Stock (5420) | 5420 | Direct |
Footnotes
F1: On March 5, 2010, the Company recapitalized its existing common stock. The recapitalization included, among other things, a redesignation of existing common stock as Class B common stock, a four-for-one split of Class B common stock, and the creation of a new class of common stock designated as Class A common stock. An initial public offering of Class A common stock, which is listed on the NASDAQ stock market under the symbol "FIBK", was commenced March 23, 2010 and concluded on March 29, 2010. Class B Common Stock is convertible at any time into Class A Common stock on a share for share basis at the descretion of the holder. The conversion feature of the Class B common stock does not expire.
F2: On May 8, 2013, a charitable remainder unitrust of which reporting person is a beneficiary, distrubuted to each the reporting person and his spouse 403 shares of FIBK Class B common stock in satisfaction of the trust's obligation to pay $8,797 to each the reporting person and his spouse. The reporting person disclaims beneficial ownership of the FIBK stock held by the trust except to the extent of he and his wife's pecuniary interest therein.