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First Foundation Inc. — Director's Dealing 2021
Jun 9, 2021
32898_dirs_2021-06-09_6da8217e-3794-45af-b62f-5cb876d42573.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2021-06-08
Reporting Person: Thompson Kevin L (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-08 | Common Stock | M | 1000 | $25.16 | Acquired | 1426 | Direct |
| 2021-06-08 | Common Stock | F | 357 | $25.16 | Disposed | 1069 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-08 | Restricted Stock Unit | $0 | M | 1000 | Disposed | Common Stock (1000) | Direct |
Footnotes
F1: RSU with vesting schedule
F2: No exercise price for this type of award
F3: Shares withheld to cover tax liability.
F4: No exercisable date for this type of award
F5: No expiration date for this type of award
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