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First Foundation Inc. — Director's Dealing 2021
Jun 9, 2021
32898_dirs_2021-06-09_b3e2158c-ddcf-403a-b741-b821d765617e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2021-06-08
Reporting Person: HAKOPIAN JOHN (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-08 | Common Stock | M | 8807 | $7.5 | Acquired | 42493 | Direct |
| 2021-06-08 | Common Stock | S | 8807 | $25.2016 | Disposed | 33686 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-08 | Option (right to buy) | $7.50 | M | 8807 | Disposed | 2021-10-25 | Common Stock (8807) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 806842 | Indirect |
Footnotes
F1: Option exercise price.
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