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First Foundation Inc. — Director's Dealing 2017
Sep 13, 2017
32898_dirs_2017-09-13_0ab561c9-8675-4095-856e-e6c32ffee7fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2017-09-11
Reporting Person: KELLER ULRICH E. JR (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-11 | Common Stock | M | 8000 | $5.50 | Acquired | 2289170 | Indirect |
| 2017-09-11 | Common Stock | S | 8000 | $16.47 | Disposed | 2281170 | Indirect |
| 2017-09-12 | Common Stock | M | 8245 | $5.50 | Acquired | 2289415 | Indirect |
| 2017-09-12 | Common Stock | S | 8245 | $16.72 | Disposed | 2281170 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 200000 | Indirect |
| Common stock | 20000 | Direct |
Footnotes
F1: Option Exercise Price
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