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First Foundation Inc. — Director's Dealing 2017
Feb 28, 2017
32898_dirs_2017-02-28_4edfca46-cb90-4624-b897-adb4e8967563.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2017-02-28
Reporting Person: KAVANAUGH SCOTT F (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-28 | Common Stock | M | 3303 | — | Acquired | 798417 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-28 | Restricted Stock Unit | $ | A | 6606 | Acquired | 2019-02-28 | Common Stock (6606) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 70000 | Direct |
Footnotes
F1: Restricted stock unit grant, no exercise price
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