First Foundation Inc. — Director's Dealing 2017

Mar 1, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2017-02-28

Reporting Person: KELLER ULRICH E. JR (Director, Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-02-28	Common Stock	S	5000	$16.46	Disposed	2306170	Indirect
2017-03-01	Common Stock	S	5000	$16.58	Disposed	2301170	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	200000	Indirect
Common Stock	20000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option	$5.50	2017-09-16	Common Stock (81000)	81000	Direct
Option	$8.25	2019-01-26	Common Stock (30000)	30000	Direct
Option	$8.25	2021-10-24	Common Stock (80000)	80000	Direct

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2016

F2: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's ownership of twice as many options with an exercise price being reduced by 50% as of such date