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First Foundation Inc. Director's Dealing 2017

Feb 15, 2017

32898_dirs_2017-02-15_5ee0b702-4be2-4e80-9c2e-c20d456c9279.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2017-02-15

Reporting Person: SONENSHINE JACOB (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-15 Common stock M 30000 $5.00 Acquired 80816 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Options $7.50 2019-01-26 Common Stock (3000) 3000 Direct

Footnotes

F1: Option Exercise Price

F2: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 25,408 additional shares of common stock as of such date

F3: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's ownership of twice as many options with an exercise price being reduced by 50% as of such date