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First Foundation Inc. — Director's Dealing 2017
Feb 15, 2017
32898_dirs_2017-02-15_5ee0b702-4be2-4e80-9c2e-c20d456c9279.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2017-02-15
Reporting Person: SONENSHINE JACOB (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-15 | Common stock | M | 30000 | $5.00 | Acquired | 80816 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $7.50 | 2019-01-26 | Common Stock (3000) | 3000 | Direct |
Footnotes
F1: Option Exercise Price
F2: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 25,408 additional shares of common stock as of such date
F3: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's ownership of twice as many options with an exercise price being reduced by 50% as of such date
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